Feasibility of mapping the human brain with expansion x-ray microscopy


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By Logan Thrasher Collins

Click here for PDF version

Click here for draft of a small-scale ExxRM proof-of-concept experimental protocol

Supplemental MATLAB code is located at the end of this page before the references

Combining synchrotron x-ray microscopy with expansion microscopy may represent a feasible approach for whole human brain connectomics at the nanoscale. Synchrotron x-ray microtomography on its own provides extremely fast imaging at high resolution, yet necessary tradeoffs between imaging throughput and resolution mean that the imaging an entire human brain with voxel sizes of less than 30 nm may still take much too long with current synchrotron technology. Fast imaging with voxel sizes of 300 nm is much more readily achievable. Furthermore, expansion microscopy isotropically enlarges tissue by infusion of a swellable hydrogel, facilitating resolution increases. The combination of x-ray microtomography and expansion microscopy (hereafter referred to as ExxRM) could thus push the effective voxel size down to the level needed for dense connectomics. However, because tissue volume and imaging time scale cubically with expansion factor, careful balance between design of the synchrotron x-ray optical setup and the degree of expansion will be needed. In particular, large high-resolution detectors will be vital. Additionally, methods to compensate for signal dilution from expansion and to stabilize expanded tissue under brilliant x-rays will be crucial. In this perspective, I will explore balances between synchrotron optical engineering choices and expansion factor, propose methods to successfully implement ExxRM in the context of human brains, and estimate how much it would cost to image the human brain in this way. Imaging brains via ExxRM may represent a crucial paradigm shift in connectomics which paves the way for holistic understanding of human brain function.

Introduction

Nanoscale connectomic imaging of the entire human brain represents a long sought-after goal that could provide the foundation for dramatic advances in neurobiology, neurotechnology, and artificial intelligence.1,2 Currently, the leading method for nanoscale connectomics is volume electron microscopy (EM). But imaging a 1 mm3 volume of mouse cortex over a period of 6 months required a tremendous collaborative effort by Yin et al. to develop a parallelized and fully automated transmission electron microscopy (TEM) system consisting of six instruments working in parallel.3 Each of these six instruments cost $125,000. The mouse brain has a volume of roughly 500 mm3, meaning that if these numbers were directly scaled, the process would take 250 years.4 That said, Yin et al.’s TEM dataset had high resolution with 4×4×40 nm voxels, so throughput might be increased by imaging at somewhat lower resolution. As such, it is conceivable to argue that advances in EM technology may enable imaging of an entire mouse brain over the course of a few years. EM therefore represents a viable option for mouse brain connectomics. But the human brain’s volume is roughly 1200 cm3, around 2400-fold larger than the mouse brain.5 Even if EM technology somehow advances to the point where an entire mouse brain can be imaged in a single year for $10M, mapping a human brain with comparable parameters would take thousands of years. In my view, this provides a strong argument for the idea that a radically different approach is necessary for dense human brain connectomics and perhaps for dense connectomics in general.

Expansion light-sheet fluorescence microscopy (ExLSFM) represents a promising alternative to EM, yet this modality also falls short when considering the volume of the human brain (particularly after expansion). For instance, Lillvis et al. utilized 8-fold expansion and lattice light-sheet microscopy (ExLLSM) to image the Drosophila central complex in three colors with approximately 15×15×50 nm (including gain from expansion) voxels over the course of 5 days.6 But even accounting for the 8-fold expansion (512-fold volume increase), this amounts to a volume of less than 0.5 mm3. Imaging an 8-fold expanded mouse brain assuming these numbers would take 7009 years. Lattice light-sheet microscopes typically cost a few hundred thousand dollars each7 and might be parallelized enough to image an entire mouse brain within a year, particularly if further hardware optimization is achievable. Yet the 2400-fold larger volume of the human brain relative to the mouse brain indicates that ExLLSM human brain connectomics may still lay out of reach. Though some investigators have made strides in combining neuronal barcoding and ExLSFM and thus might be able to image at lower resolution, allowing human brain connectomics in a reasonable time frame through parallelization of thousands of light sheet microscopes instead of tens of thousands or more, there is still room for circumventing such expensive brute-force approaches. New methods are needed to facilitate faster dense human brain connectomics.

I suggest that a radically different strategy is needed to put the goal of human brain connectomics within reasonably close reach. Uniting synchrotron x-ray microtomography (XRM) (Figure 1A-B), expansion microscopy (ExM), and a recent staining method known as Unclearing Microscopy8 may facilitate ExxRM imaging of the human brain at sub-30 nm voxel size on timescales of around 1 year for a cost of around $10M. Success of this approach will necessitate overcoming some technical hurdles, yet I am optimistic that these particular challenges can be conquered. ExxRM may represent a feasible platform to acquire images suitable for dense connectomics across entire human brains.

Figure 1 Principles of synchrotron XRM. (A) Synchrotrons generate electrons from a source, propel them through a linear accelerator (linac), raise their energy in a booster ring, and then keep the electrons circulating for long periods of time at relativistic speeds in the storage ring. As relativistic electrons move along a curved path controlled by bending magnets, they emit brilliant x-ray beams in the direction tangent to the curve in the direction of the electron movement. Insertion devices that inject the x-rays into beamlines are placed at straight sections of the synchrotron ring. These insertion devices stimulate emission of bright and coherent beams into the experimental stations. (B) Microtomography beamlines receive an x-ray beam from an insertion device and filter out a narrow band of wavelengths using a monochromator. The beam passes through a sample on a rotating tomography stage that can be positionally adjusted to change the location of the field of view (FOV) within the sample. Projection images are taken across 360° of rotation. X-rays passing through the sample are converted to visible light using a scintillator, then directed by mirrors to a lens system that magnifies the image. This light hits a detector camera and data is recorded for 3D reconstruction.

Recommended methodologies for ExxRM

ExxRM’s success will require developing methodological strategies to mitigate technical challenges. Obtaining sufficient contrast to resolve subcellular features will be vital. ExM cubically dilutes the amount of cellular material per unit volume, so creative staining techniques will be needed. Approaches that ensure stability of expanded tissues under brilliant x-ray illumination for long durations will also be crucial. Multicolor imaging would greatly benefit the usefulness of whole brain connectomics data, so ways of efficiently obtaining tomograms in multiple colors are needed. These challenges must be conquered to translate ExxRM.

A central engineering hurdle for ExxRM is attaining sufficient feature contrast for capture of clear images. Because expanded tissues experience cubic dilution of target biomolecules, contrast from traditional stains such as osmium tetroxide almost entirely vanishes during x-ray microtomographic imaging (Collins et al., unpublished data). An elegant solution to this problem has come in the form of a recently developed technique called Unclearing Microscopy.8 For this technique, M’Saad et al. biotinylated primary amines (found on proteins, phosphatidylethanolamine lipids, etc.) throughout expanded samples, treated the sample with streptavidin horseradish peroxidase (streptavidin-HRP) fusion protein, and then stained with ionic silver reagents (from the EnzMet™ HRP Detection Kit) or with 3’3-diaminobenzidine (DAB). This triggered enzymatic deposition of enough chromogenic silver or DAB to make 20-fold expanded HeLa cells visible to the naked eye despite their 8000-fold increase in volume relative to the unexpanded state. Phase contrast light microscopy subsequently revealed subcellular features such as mitochondrial cristae, nuclear pore complexes, and nuclear membrane. Unclearing thus facilitates physical reconstruction of the structures that are pulled apart by ExM, filling in the gaps left by the expansion process (Figure 2A-B). Silver stain Unclearing could enable either absorption XRM or phase contrast XRM of expanded tissues since silver has excellent x-ray attenuation index β at relevant beam energies as well as excellent x-ray phase decrement δ. Focusing on phase contrast XRM may represent a better option since it can decrease the necessary dose of radiation per unit time by using x-ray wavelengths which are not absorbed as strongly by the tissue. Furthermore, phase contrast XRM is most sensitive to differences in sample density9 and silver staining forms dense precipitates of metallic silver (which in pure form has a high density of 10.49 g/cm3), so this approach might provide superior contrast in the context of ExxRM. Here, ExM’s sample dilution might prove advantageous because it could generate strongly distinct densities between silver-stained cellular features and the rest of the stabilized hydrogel. It should be noted that, for phase contrast XRM, the previously mentioned stabilization approach would need to fill the space between cellular features with a substance that differs substantially in density from the silver (or similar stain). Combining Unclearing Microscopy with phase contrast XRM could provide excellent feature contrast for ExxRM connectomics.

Expanded tissues are known for their fragility and synchrotron x-rays are known for their harshness, so strategies for solving the problem of sample degradation are needed. Newer expansion recipes which use high monomer concentrations have displayed substantially greater physical sturdiness than earlier generations of ExM hydrogels,10,11 so this may aid in stabilization to some degree. Yet additional advances in ExM sample preparation may still be necessary due to high required fluxes and long imaging times. Cutting human brain samples into smaller volumes on the order of a few centimeters may improve the situation by decreasing imaging times per sample. Keeping the sample at cryogenic temperatures with the help of cryoprotectants to prevent ice crystals damaging the tissue may also help since heat generation from the x-rays is particularly problematic for hydrated samples.12,13 That said, low temperatures would not fix the issue of radiation damage from ionization, so this issue should still be considered.14 Further stabilization might come in the form of infusion of a rapidly crosslinkable or crystalizing substance which irreversibly locks all biomolecules into place (Figure 2A-B). Polar uncharged fixatives such as glycol methacrylate may serve this purpose since they likely could substitute for water to facilitate expansion (Collins and Kohman, personal correspondence). Regardless of the specific reagents, it should be stated that the chosen substance would need to undergo an inducible crosslinking reaction that does not cause distortion of the expanded tissue. The chosen substance would need to undergo an inducible crosslinking or crystallization reaction that does not cause distortion of the expanded tissue, to not shrink or distort the expanded tissue while it diffuses into the hydrogel, and to minimally absorb x-rays at the energy range used for imaging, and to contrast sharply with the chosen stain material. So, the phase decrement of the stabilizing substance should be similar or lower compared to amorphous ice. This approach may enable sufficient stabilization to prevent nanoscale tissue degradation even with exposure to extremely brilliant synchrotron x-rays.

Figure 2 Proposed sample preparation technique for ExxRM. (A) Macroscale view of a human brain undergoing expansion, Unclearing, and stabilization. (B) Nanoscale view of a neuron within the brain undergoing expansion, Unclearing, and stabilization. Considerable amplification of signal density after Unclearing should occur.

Multicolor ExxRM would greatly enhance the value of acquired image data since synapses and key biomolecules could then be tagged within the 3D reconstruction.15,16 Fortunately, multicolor absorption x-ray microscopy represents an established technique wherein two or more staining materials undergo two or more rounds of imaging at beam energies corresponding to the absorption edges of the chosen materials. The absorption edges in question must be sufficiently distinct that minimal overlap in detection occurs across the different beam energy imaging rounds. As an example, Depannemaecker et al. employed this approach by using antibody-linked gold nanoparticles to mark neuronal nuclei in mouse brains while also staining neurons with silver via Golgi’s method.15 They imaged at a beam energy corresponding to an absorption edge of silver and at a beam energy corresponding to an absorption of gold. In addition, multicolor phase contrast x-ray imaging might be accomplished by using molecularly targeted tags with distinct densities relative to the Unclearing silver stain. For instance, gold has a density about twice that of silver, so it might be possible to segment gold nanoparticles after data acquisition. A potential challenge for these methods comes from the difficulty of inducing reliable diffusion of large metallic nanoparticles into tissue. That said, post-expansion pre-stabilization staining could help overcome the problem since expanded gels are typically more porous than pre-expansion tissue. Multicolor ExxRM in 2-3 colors should be achievable, opening doors to more useful whole-brain image datasets.

Though some trial and error will doubtless prove necessary for ExxRM optimization, the required technologies lay within fairly close reach. High contrast could be achieved by applying Unclearing Microscopy to counter signal dilution from expansion. Stability under brilliant x-rays may be possible by leveraging stabler expansion recipes with higher monomer concentrations, by cutting the brain into centimeter-scale subvolumes to decrease radiation dose per sample, by employing cryogenic temperatures during imaging, and by developing rigidity-enhancing materials to infuse into expanded gels. Multicolor ExxRM could be achieved by staining with metallic nanoparticles linked to affinity reagents and performing additional scans tuned to the absorption edges of the chosen metals. These directions may provide a path towards successful ExxRM.

How fast can synchrotrons image expanded brains?

Synchrotron facilities offer bright and coherent x-rays that can rapidly image large volumes of tissue at high resolutions (Figure 1A-B). In this regard, a recent international connectomics consortium known as SYNAPSE (Synchrotrons for Neuroscience: an Asia-Pacific Scientific Enterprise) has highlighted the value of synchrotron XRM for imaging large animal brains.17 Unfortunately, SYNAPSE does not employ ExM and is thus limited to 300 nm resolution, making their connectomics approach unsuitable for dense reconstruction of neuronal connections. At this resolution, they can only roughly reconstruct neuronal projections and certainly cannot identify synapses. Nonetheless, SYNAPSE has made technical strides towards optimizing the engineering of synchrotron beamlines towards whole-brain imaging applications. In particular, they report acquiring x-ray projection images in as little as 1 millisecond by utilizing a high-photon-energy cut-off mirror and certain filters in place of a monochromator (and “white” radiation is employed).17,18 Based on the Crowther limit,12 the number of projections Nθ needed to completely reconstruct a single tomogram is described by the equation Nθ = (π/2)N where N is the number of pixels along the horizontal direction of the image. So, for an image with N = 1000, the tomogram will require up to 3142 projection images. If each projection takes 1 ms to acquire, this means that one could potentially obtain such a tomogram in just over 3 seconds. Importantly, one should realize that larger tomograms will overall increase imaging speed despite necessitating more projections since the tomogram size scales volumetrically and the projection number only scales linearly. So, the largest possible detectors should be utilized given engineering constraints (described in next paragraph). With these metrics, one can calculate whether synchrotron microtomography might image entire expanded brains and help determine what expansion factor to use for reaching sub-30 nm voxel size while still imaging over reasonable timeframes.

Given the information described above, one may estimate optimal parameters for ExxRM (Table 1, Supplemental Code File 1). To achieve sub-30 nm pixel size, a recently developed form of ExM known as “Magnify”, which features lipid and protein retention, high physical stability, and 11-fold expansion of brain tissue may represent an ideal technique.10 At 11-fold expansion and 300 nm pixel size, effective voxel size would reach 27 nm, sufficient for dense connectomics. To image rapidly enough to acquire the entire human brain in one year, tradeoffs between detector size and pixel size must be considered. Synchrotron XRM typically uses a scintillator to convert x-rays into visible light prior to magnification via a visible light objective lens, which means the field of view (FOV) is limited by this objective lens and by how many sufficiently small pixels can be packed onto a detector. Generally, the lower the magnification of the objective lens, the wider its FOV. Yakovlev et al. demonstrated a technical accomplishment showing the feasibility of combining large FOV with high resolution.19 They developed a custom objective lens with a magnification of 6.2× and coupled it to a detector with 3.1 µm pixel size and FOV of 5 mm by 3.5 mm (10000 pixels by 7096 pixels). This enabled reconstruction of tomograms with diameter of 5 mm, height of 3.5 mm, and isotropic voxel size of 500 nm. Similar engineering of detectors and objectives might be used for mouse brain connectomics. But for human brain connectomics, one would likely need to focus on constructing a massive detector while maintaining 300 nm pixels to circumvent the probably much greater challenge of developing an objective lens with a FOV in excess of 75 mm. Imaging the entire human brain in less than one year at 27 nm effective voxel size would necessitate either a detector consisting of 62000×62000 300 nm pixels (18.6 mm × 18.6 mm and a tomogram volume of volume of about 5054 mm3)or an even vaster detector with larger pixels coupled to an objective lens with a perhaps unrealistically massive FOV. Projections acquired with such a device would require 97389 projections per tomogram according to Crowther’s limit.12 While this envisioned technology still falls beyond what has previously been achieved even in the case of Yakovlev et al., it is conceivable that current or near-future technology might allow such an objective-detector system to be commissioned for just a few million dollars, particularly given that emerging commercial smartphone cameras can now employ 200 million pixels of 560 nm and similar systems with smaller pixels are under development.20 Effective detector size might also be improved if a smaller detector panel is tiled across a larger light beam (e.g. take four images per projection of a single detector at four different tiled positions). This would linearly increase imaging time but could lead to sizable increases in overall volume acquisition speed. That said, the impact of transition time would need to be considered and might represent a significant issue. It should be noted that camera bandwidth for data recording and transmission, minimizing transition time for moving the sample between tomograms, and the time cost of slightly overlapping tomogram volumes will also need to be considered. Combining a large enough detector system with sufficiently powerful x-ray beam flux per mm2 to achieve 1 millisecond projection acquisition times (as described by the SYNAPSE consortium17), may make a human brain connectome image dataset with 27 nm effective voxel size obtainable in approximately one year of continuous imaging.

Table 1 Comparison of parameters necessary for ExxRM acquisition of a human brain connectome image dataset in 1 year at 27.27 nm effective voxel size with a mouse brain connectome image dataset in 1 month at 27.27 nm effective voxel size.

As an additionally useful metric for evaluation, Du et al. offer a mathematical model to estimate the number of photons needed for imaging a sample with sufficient contrast to distinguish between voxels of desired size.12 The model starts by considering how many photons n̄pixel are needed to image a single pixel on a tomographic slice. The pixel is assumed to contain a “feature” material with a phase decrement δf that must be distinguished against a background with a phase decrement δb. Distinctions can be made between adjacent background pixels b, overlaying background pixels bo’ and underlaying background pixels bu’. The SNR is assumed to equal 5 as based on the Rose criterion, which qualitatively represents an acceptable SNR for visually useful images. Background attenuation coefficient is given by µb’ and the thicknesses of the overlaying and underlaying background material are tb’o and tb’u respectively. After the value of n̄pixel is determined, the value is multiplied by the square N2 of the number of pixels N on the detector’s horizontal axis to find the number of photons needed per tomogram. As Du et al. explain, the number of slices is not used as a multiplicative factor since the photons are distributed across all of the rotation angles for each pixel. These calculations act as a guide to what sample properties and beam properties are needed for ExxRM.

The Du et al. model can help determine the feasibility of ExxRM by estimating the necessary flux to image the expanded brain at a desired voxel size in a reasonable time frame. Consider as an example a cube-shaped 0.3 cm3 piece of brain tissue expanded 11-fold to a block with dimensions of 3.3×3.3×3.3 cm. Based on this, assume that the average thickness of overlaying and underlaying background material is 1.65 cm (though the actual value will of course vary with the depth into the sample). Also assume that the background material is made of amorphous water ice with a density of 0.92 g/cm3. By using the Unclearing Microscopy technique, expanded features might be “filled in” after a metallic silver stain.8 Thus, I will assume that the 11-fold expanded features are made up of metallic silver with a density of 5.25 g/cm3, half the density of pure metallic silver (to account for imperfect staining). Feature phase decrements δf, background phase decrements δb, and background attenuation coefficients µb’ across x-ray energies ranging from 10 keV to 30 keV can be obtained using the calculator available at (https://henke.lbl.gov/optical_constants/pert_form.html) which is based on the Henke dataset.21 This calculator does not directly give µb’, but it does give attenuation index β, for which µb’ = 4πβ/λ. According to the resulting model (Supplemental Code File 2), the total number of photons needed to image a single tomogram (volume of 5054 mm3) using the described 18.6 mm × 18.6 mm detector within the given 11-fold expanded block at an energy of 30 keV is about 1×1014, which is within the capabilities of some contemporary synchrotrons, particularly since the flux per mm2 comes out to roughly 2.89×1011 photons/mm2 after dividing by the area of the detector.

Du et al. also give an equation (see below) for estimating the radiation dose Df imparted to a given feature in units of Gray (Gy) where 1 Gy equals 1 J of energy per kilogram of material. Leveraging the model described above (Supplemental Code File 2), this would give 0.0032 Gy as the dose imparted to a feature or 3.46×1011 Gy per 5054 mm3 tomogram. Though past studies have successfully imaged small specimens subject to comparable doses of radiation,22 this still represents a higher level of exposure than is desirable. As such, the stabilization measures (beyond just keeping the sample at cryogenic temperature during imaging) described earlier might be necessary to maintain sample integrity. Gathering experimental data on tolerable radiation dose for this specific situation will represent a vital step to clarify what engineering approaches are needed to circumvent radiation issues.

Cost estimates for whole brain ExxRM

While the power of the synchrotron facility comes with a high price tag, ExxRM may still represent the most overall cost-effective option for human brain connectomics. Consider the costs associated with the DLS as an illustrative example. The DLS is a third-generation facility and is currently one of the better synchrotrons in terms of its ability to produce bright and coherent x-rays. Building the DLS and its first seven beamlines from 2003-2007 cost about $316M, its later upgrades cost $144M and $134M, and its yearly operational costs have increased from $28M in 2007-2008 to $81M in 2019-2020 (Table 2). Based on these data points, construction of a new synchrotron beamline costs approximately $10M and yearly maintenance may cost roughly $500K. This provides a framework for estimating the cost of a dedicated human brain ExxRM connectomics beamline.

Table 2 Costs associated with the Diamond Light Source23 as a case study on how much money is needed to build and maintain a state-of-the-art synchrotron facility.

Compact Light Source (CLS) technology should be considered as well before continuing. CLS instruments produce x-ray beams that fall somewhere between laboratory x-ray microscopes and synchrotrons in terms of brightness and coherence.24 CLS instruments are furthermore small enough to fit into a single room and are inexpensive enough that a large number of them could potentially be constructed in parallel. At first glance, CLS technology seems a more economically viable alternative to synchrotron beamlines, yet it still probably is not a good option at this time. Existing CLS instruments are not likely suitable for human brain (or even mouse brain) ExxRM connectomics in the foreseeable future because their optical engineering requirements and mediocre level of x-ray flux preclude rapid tomography at submicron resolution, particularly when a large field of view is desired.25 There is a small possibility that future advances in CLS technology could change this situation, yet this seems fairly unlikely, so synchrotron-based imaging remains the best route.

Building an entire synchrotron solely for ExxRM connectomics is probably less efficient than establishing an agreement with an existing synchrotron to construct a connectomics beamline. While one might envision additional parallelization through custom design of the beamline to split the beam to land in multiple sample chambers, splitting the beam would divide the photon flux and therefore increase imaging times for no net gain in speed. As such, parallelization would likely require an additional insertion device and thus an entire new beamline for each new sample chamber. Insertion devices consist of a series of precisely engineered magnets built into straight sections of the synchrotron’s ring. These magnets, known as undulators or wigglers depending on the specifics of the insertion device, stimulate directed emission of a brilliant x-ray beam out from the storage ring.26 Yet even if we assume $10M total plus yearly maintenance costs for each connectomics beamline, imaging multiple human brains over the course of a year or a single human brain in just a few months remains a reasonable proposition. For a project as important as mapping the human brain at sufficient resolution for dense neuronal reconstruction, price tags in the range of tens of millions of dollars may not be out of reach.

Conclusion and outlook

Connectomics needs a technological paradigm shift if it is to feasibilize dense mapping of one or more human brains. Though it comes with some technical challenges, ExxRM may represent a key strategic shift that drastically reduces human brain connectomics timelines from centuries down to 1-2 years for the image acquisition step. Data storage and early processing steps will of course require data centers and high-performance computing, but this field is rapidly advancing and may indeed be capable of handling the challenge. New algorithmic advances and machine learning technologies may help tomographic reconstruction keep pace with imaging data acquisition. Assuming 1 byte per voxel, the amount of storage needed for an 11-fold expanded human brain with 300 nm physical voxel size (27 nm effective voxel size) is about 61 exabytes. Segmentation of the human brain dataset will probably represent a vastly more difficult problem as well as require substantially more compute resources, so further advances in this area will need to occur in parallel with ExxRM development. Realizing the benefits of connectomics in the form of complete computational models of the brain will take additional extensive research. Precisely correlating gene expression and electrophysiological properties with neuronal morphology (i.e. “cell type”) may represent a major step towards bridging the divide between structural data and functional activity. Nonetheless, the allure of having a holistic anatomical picture of the brain may serve as a driving force in the meantime, especially given the clinical implications of this connectome. ExxRM has the potential to transform the dense connectomics field, enabling anatomical imaging of the entire human brain with sub-30 nm voxel size in around a year for a price of roughly $10M.

Supplemental code

Copy and paste each code into a MATLAB script and run, modify as needed:

Supplemental Code 1

% optimization of ExxRM tomographic metrics calculations

% vary detectorpixels_on_a_side
detectorpixels_on_a_side = 62000; %[62000 human; 4334 mouse]; % assume that large detectors and big beams are possible
dponas = detectorpixels_on_a_side; % square detector pixels on a side, see above
pixelsize = 300; % nm; assume this size can be achieved
squaredetectorsize_on_a_side_mm = dponas.*(pixelsize*10^-6);
npixels_slice = dponas.^2; % total number of pixels on n x n detector
projections = dponas*(pi/2); % based on Du et al. equation 7, Crowther's limit

% vary pixelsize, expansionfactor
singleprojectiontime = 0.001; % seconds; very fast, as seen in https://doi.org/10.1016/j.physrep.2022.11.003 and https://doi.org/10.1107/S1600577521007633
expansionfactor = 11; % vary with [4; 4.5; 8; 10; 11; 16; 20; 25]

% effectivepixelsize should be 30 nm or less
effectivepixelsize = pixelsize/expansionfactor % effective pixel size post-expansion

tomogramvolume_voxels = dponas.*pi.*(dponas./2).^2; % cylindrical tomogram volume in number of voxels
tomogramvolume_mm3 = tomogramvolume_voxels*(pixelsize^3)/(10^18); % cylindrical tomogram volume in mm3
tomogramtimeseconds = singleprojectiontime*projections % time per tomogram

humanbrainvolume = 1200*1000; % mm^3
mousebrainvolume = 500; % mm^3

% human brain calculations 
expandedhumanbrainvolume = humanbrainvolume*(expansionfactor^3); % mm^3
totaltomograms_humanbrain = expandedhumanbrainvolume./tomogramvolume_mm3; % number of tomograms needed for whole expanded human brain
totalimagingtimeseconds_humanbrain = totaltomograms_humanbrain.*tomogramtimeseconds; % seconds
secondsperyear = 3.154*10^7; % number of seconds in a year
totalimagingtimeyears_humanbrain = totalimagingtimeseconds_humanbrain/secondsperyear; % years
format longG;
totalimagingtimeyearshumanbrain_squaredetectorsizeonsidemm = [totalimagingtimeyears_humanbrain, squaredetectorsize_on_a_side_mm]

% mouse brain calculations 
expandedmousebrainvolume = mousebrainvolume*(expansionfactor^3); % mm^3
totaltomograms_mousebrain = expandedmousebrainvolume./tomogramvolume_mm3; % number of tomograms needed for whole expanded human brain
totalimagingtimeseconds_mousebrain = totaltomograms_mousebrain.*tomogramtimeseconds; % seconds
totalimagingtimeyears_mousebrain = totalimagingtimeseconds_mousebrain/secondsperyear; % years
format longG;
totalimagingtimeyearsmousebrain_squaredetectorsizeonsidemm = [totalimagingtimeyears_mousebrain, squaredetectorsize_on_a_side_mm]

Supplemental Code 2

% calculations of photon flux for ExxRM

%expansion x-ray microscopy radiation dose calculations based on Du et al. at 30 keV energy for silver at 5.25 g cm^-3
rhof_percm3 = 5.25; % g/cm^3 or use 10.49 g/cm^3 for 'silver_constants.mat'
rhof = rhof_percm3./(10^21); % density in g/nm^3
venergy = 2.9672*10^4; % source is calculator (Ag 5.25 g cm^-3) at https://henke.lbl.gov/optical_constants/getdb2.html
vdelta = 1.0086*10^-6; % source is calculator (Ag 5.25 g cm^-3) at https://henke.lbl.gov/optical_constants/getdb2.html
vbeta = 6.1419*10^-8; % source is calculator (Ag 5.25 g cm^-3) https://henke.lbl.gov/optical_constants/getdb2.html
venergybackground = 2.9672*10^4; % source is calculator (H2O 0.92 g cm^-3) at https://henke.lbl.gov/optical_constants/getdb2.html
vdeltabackground = 2.4086*10^-7; % source is calculator (H2O 0.92 g cm^-3) at https://henke.lbl.gov/optical_constants/getdb2.html
vbetabackground = 1.0051*10^-10; % source is calculator (H2O 0.92 g cm^-3) at https://henke.lbl.gov/optical_constants/getdb2.html
snr = 5; % desired signal-to-noise ratio, value of 5 is Rose criterion
E = venergy; % energy range in eV
hc = 1239; % Plank's constant times the speed of light in units of eV nm
lamda = hc*(E.^-1); % x-ray wavelength at energy E
tf = 300; % feature thickness with expansion (nanometers)
deltaf = vdelta; % phase shift of feature composed of silver
deltab = vdeltabackground; % phase shift of background composed of amorphous ice with density 0.92 g cm^-3
betaf = vbeta; % absorption index of feature composed of silver
betab = vbetabackground; % absorption index of background composed of amorphous ice with density 0.92 g cm^-3
mupb = 4*pi.*betab./lamda; % mu'b, attenuation coefficient (nm^-1) of background over and under feature (not adjacent)
mub = 4*pi.*betab./lamda; % mub, attenuation coefficient (nm^-1) of background adjacent to feature
muf = 4*pi.*betaf./lamda; % mub, attenuation coefficient (nm^-1) of feature
tbo = 16500000; % average thickness of background over feature (nm), assuming 0.3 cm^3 block 11x expanded to 3.3 cm side length
tbu = 16500000; % average thickness of background under feature (nm), assuming 0.3 cm^3 block 11x expanded to 3.3 cm side length

% primary useful x-ray properties calculator https://henke.lbl.gov/optical_constants/getdb2.html
% another useful x-ray properties calculator http://purple.iptm.ru/xcalc/xcalc_mysql/ref_index.php

npixel_phase = ((snr^2)/(8*pi^2)).*((lamda.^2)./(tf.^2)).*(((abs(deltaf-deltab)).^-2)).*exp(mupb.*(tbo+tbu));
% photons per pixel needed for phase contrast imaging of a feature f

npixel_absorption = ((snr^2)/(8*pi^2)).*((lamda.^2)./(tf.^2)).*(((abs(betaf-betab)).^-2)).*exp(mupb.*(tbo+tbu));
% photons per pixel needed for absorption imaging of a feature f

square_detector_side_pixels_mm = 62000; % assume 300 nm pixel size on a 18.6 mm by 18.6 mm detector
npixels_tomo = npixel_phase*square_detector_side_pixels_mm^2; % Du et al. equation 8 gives total photons per tomogram
slices = square_detector_side_pixels_mm*(pi/2); % estimated number of slices required for tomographic reconstruction, given by N pixels on side length times pi/2

% Note: not every pixel contains a feature, but for now, we will assume that this is not the case
featuredensity = 1;
photons_tomo = featuredensity*npixels_tomo % total photons needed to image a tomogram in this situation

radiation_dose_npixelDf = npixel_phase.*(hc./lamda).*(muf./(rhof.*(tf.^2))).*exp(-mupb*tbo); % units of eV/g
C = (1.60218*10^-19)/1000% Multiplicative factor C to convert eV/g to J/kg
Df = C*radiation_dose_npixelDf % radiation dose in Gray (Gy) imparted to each feature. Multiplicative factor C converts eV/g to J/kg
Dftomo = photons_tomo.*Df

References

1.        Collins, L. T. The case for emulating insect brains using anatomical “wiring diagrams” equipped with biophysical models of neuronal activity. Biol. Cybern. 113, 465–474 (2019).

2.        Koene, R. A. Fundamentals of whole brain emulation: state, transition, and update representations. Int. J. Mach. Conscious. 04, 5–21 (2012).

3.        Yin, W. et al. A petascale automated imaging pipeline for mapping neuronal circuits with high-throughput transmission electron microscopy. Nat. Commun. 11, 4949 (2020).

4.        Badea, A., Ali-Sharief, A. A. & Johnson, G. A. Morphometric analysis of the C57BL/6J mouse brain. Neuroimage 37, 683–693 (2007).

5.        Cosgrove, K. P., Mazure, C. M. & Staley, J. K. Evolving Knowledge of Sex Differences in Brain Structure, Function, and Chemistry. Biol. Psychiatry 62, 847–855 (2007).

6.        Lillvis, J. L. et al. Rapid reconstruction of neural circuits using tissue expansion and light sheet microscopy. Elife 11, e81248 (2022).

7.        Watkins, S. C. & St. Croix, C. M. Light sheet imaging comes of age. J. Cell Biol. 217, 1567–1569 (2018).

8.        M’Saad, O., Shribak, M. & Bewersdorf, J. Unclearing Microscopy. bioRxiv 2022.11.29.518361 (2022) doi:10.1101/2022.11.29.518361.

9.        R A Lewis. Medical phase contrast x-ray imaging: current status and future prospects. Phys. Med. Biol. 49, 3573 (2004).

10.      Klimas, A. et al. Magnify is a universal molecular anchoring strategy for expansion microscopy. Nat. Biotechnol. (2023) doi:10.1038/s41587-022-01546-1.

11.      M’Saad, O. & Bewersdorf, J. Light microscopy of proteins in their ultrastructural context. Nat. Commun. 11, 3850 (2020).

12.      Du, M. et al. Upscaling X-ray nanoimaging to macroscopic specimens. J. Appl. Crystallogr. 54, 386–401 (2021).

13.      Matsuyama, S. et al. Elemental mapping of frozen-hydrated cells with cryo-scanning X-ray fluorescence microscopy. X-Ray Spectrom. 39, 260–266 (2010).

14.      Lombi, E. et al. Fast X-Ray Fluorescence Microtomography of Hydrated Biological Samples. PLoS One 6, e20626 (2011).

15.      Depannemaecker, D. et al. Gold Nanoparticles for X-ray Microtomography of Neurons. ACS Chem. Neurosci. 10, 3404–3408 (2019).

16.      Logan Thrasher Collins, Kayla Siletti, Kristine Fischenich, Jennifer Coulombe, Nathan Anderson, M. S. Structural brain mapping using antibody-conjugated gold nanoparticles and x-ray microscopy. in Society for Neuroscience Conference (2019).

17.      Stampfl, A. P. J. et al. SYNAPSE: An international roadmap to large brain imaging. Phys. Rep. 999, 1–60 (2023).

18.      Chen, H. H. et al. High-resolution fast-tomography brain-imaging beamline at the Taiwan Photon Source. J. Synchrotron Radiat. 28, 1662–1668 (2021).

19.      Yakovlev, M. A. et al. A wide-field micro-computed tomography detector: micron resolution at half-centimetre scale. J. Synchrotron Radiat. 29, 505–514 (2022).

20.      Moore, S. K. Samsung and Omnivision Claim Smallest Camera Pixels. IEEE Spectrum https://spectrum.ieee.org/cmos-image-sensor-pixel (2022).

21.      Henke, B. L., Gullikson, E. M. & Davis, J. C. X-Ray Interactions: Photoabsorption, Scattering, Transmission, and Reflection at E = 50-30,000 eV, Z = 1-92. At. Data Nucl. Data Tables 54, 181–342 (1993).

22.      Tennant, D. Soft X-ray microscopy with a cryo scanning transmission X-ray microscope: I. Instrumentation, imaging and spectroscopy. J. Microsc. 197, 68–79 (2000).

23.      Diamond Light Source About Us. https://www.diamond.ac.uk/Home/About/ (2022).

24.      Gradl, R. et al. Propagation-based Phase-Contrast X-ray Imaging at a Compact Light Source. Sci. Rep. 7, 4908 (2017).

25.      Gunther, B. et al. The versatile X-ray beamline of the Munich Compact Light Source: design, instrumentation and applications. J. Synchrotron Radiat. 27, 1395–1414 (2020).

26.      Willmott, P. Synchrotron Physics. in An Introduction to Synchrotron Radiation 39–86 (2011). doi:https://doi.org/10.1002/9781119970958.ch3.

Challenges of Particular Interest to Me


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I am driven by the power of technological breakthroughs to make positive change for humanity. While I also take immense pleasure in the artistic/creative aspects of technology design, my motivation centers on helping people and on protecting the future of the human species. I am therefore interested in a wide array of contemporary challenges. As a synthetic biologist, I can capitalize on my field’s multidisciplinary nature to explore many distinct applications. It should be noted that, as just one person, my knowledge can only go so deep in so many areas. Furthermore, interdisciplinary projects are much more likely to succeed when experts from multiple fields work together. Because of this, I extensively leverage collaboration. I am sharing this list as a way of increasing my likelihood of connecting with potential collaborators over time and as a method of inspiring others to consider how they too might contribute to creating a bright future. I chose the featured image of a Martian-hued rendering of a group of Anasazi cliff dwellings as a symbolic tribute to the creative and culturally rich spirit of humanity, an homage to where we have come from, and a hopeful indication of where we might go in the future.

Affordable Gene Therapy Manufacturing

Many existing gene therapy delivery vehicles are extremely expensive to produce, so treatments are very costly for patients and not enough doses can be made to reach large populations. Novel manufacturing solutions are vital to scalably make existing vectors (esp. AAVs). I am also particularly interested in developing new types of vectors that can be manufactured inexpensively while still retaining the benefits of existing delivery systems. Here are some potential directions of interest.

  • Synthetic biology methods for radically redesign of cellular platforms of virus production
  • Novel inexpensively producible viral vectors.
  • Hybrid nanoparticle-viral vectors that are easier to produce yet retain benefits of viruses (and perhaps feature additional advantages).
  • Methods for production of DNA origami nanorobots.
  • DNA origami tools to support viral capsid assembly and genome packaging, methods for making these tools cheaply enough to facilitate their purpose.

Antibacterial Resistance

In particular, I hope to combat high risk pathogens such as carbapenem-resistant Enterobacterales, carbapenem-resistant Acinetobacter, Clostridioides difficile, and drug-resistant Neisseria gonorrhoeae. Adaptability and rapid generation of new solutions will represent key qualities to keep up with resistance. Here are some potential directions of interest.

  • Treatments based on engineered bacteria to combat the pathogenic bacteria.
  • Rational design (nanobiotechnology focus) of phage therapies.
  • Phage therapy production platforms for rapid generation of diverse therapeutic candidates
  • Lysogenic phage therapies for widespread resistance shutdown and/or bactericide.
  • Sentinel bacteria for detection and elimination of resistance in environment (esp. livestock and wastewater), bacterial conjugation for elimination of resistance in environment.
  • Gene therapies which enhance the immune system to combat antibiotic resistant bacteria.
  • Rapid inexpensive biomanufacturing tools for making vaccines, rapid vaccine discovery platforms.
  • Affordable home diagnostics.

Biological Carbon Capture for Climate Change

The climate crisis threatens human and nonhuman life. Some of the detrimental effects of climate change are desertification, flooding, extreme weather events, ecosystem collapse, food shortages, and emergence of new pathogens. As a result, climate change will cause many millions of deaths if it continues unchecked. It should be noted that addressing climate change will necessitate both policy changes and technological solutions. Carbon capture represents a particularly promising route towards mitigating climate change yet is difficult to scale. Self-replicating biological carbon capture approaches should display much greater scalability, though they will come with risks that must be addressed prior to deployment. Here are some potential directions of interest.

  • Develop genetically enhanced trees that more rapidly capture carbon.
  • Develop genetically enhanced cyanobacteria (or algae) that more rapidly capture carbon.
  • Design bacteriophage-based delivery systems to propagate genes in ocean cyanobacteria to enhance their carbon uptake.
  • Engineer bacterial conjugation delivery systems in ocean cyanobacteria to propagate genes that enhance resistance to bacteriophages, thus rapidly increasing cyanobacterial population size and carbon capture capacity (this would require carefully balanced implementation to avoid unintended negative side effects).
  • Develop computational models and experimental model systems to explore possible side effects of all of the above, find ways to counterbalance those side effects.

Connectomics Towards Whole-Brain Emulation

Mapping the human brain (connectomics) at nanoscale resolution would enable a series of unprecedented advances across basic and applied neuroscience. Connectomics has potential applications in bioinspired artificial intelligence, bioinspired robotics, neural protheses and brain-computer interfaces, and treatments for brain disease. Connectomes may also provide the foundational first step towards whole-brain emulation; that is, simulation of the mind (and body) in a computer with sufficient biological realism to accurately recapitulate behavior. Whole-brain emulation has applications as a platform for studying brain function and brain disease (but note that are possible ethical concerns around such platforms), as one of the necessary steps towards gradual replacement mind uploading, as a way of recreating the human mind in a nonbiological body to facilitate space colonization, and more. Here are some potential directions of interest.

  • Synchrotron expansion x-ray microscopy as a route to mapping mammalian connectomes in reasonable timeframes (i.e. a few years of imaging as opposed to thousands or millions of years of imaging).
  • Improved x-ray microscopy hardware along with new sample treatment methods to improve tissue stability as well as allow multicolor imaging and possibly barcodes for labeling.
  • Construction of many compact light source devices to efficiently map brain tissue in parallel.

Gene Therapy for Aging

Aging affects everyone. It is marked by deterioration of health and eventual death. Treatments for aging would greatly improve the human condition by making people both healthier and longer lived. It should be noted that life extension only linearly affects population growth, whereas reproduction exponentially affects population growth, so concerns about life extension causing overpopulation are often exaggerated. As human longevity increases, its small contribution to population growth will likely be mitigated by parallel growth of technologies that improve human sustainability (e.g. vertical farms, cultured meat, renewable energy, space habitation, etc.) Gene therapy has great potential for extending human longevity and simultaneously improving overall global health. Here are some potential directions of interest.

  • Develop multigenic gene delivery vectors to facilitate complex genetic interventions towards mitigating aging in the brain and elsewhere.
  • Design tools to identify how multiple genetic changes may synergistically improve healthspan and longevity, develop gene therapies that implement these changes together.
  • Engineer regulatory pathways by inserting genetic circuit loci which optimally modulate gene expression for improving healthspan and longevity.

Gene Therapy for Space Colonization

Extended periods of time in space, on the moon, on Mars, etc. expose astronauts to large amounts of radiation. Furthermore, this represents just one example of the many physiological issues encountered as a consequence of prolonged time in space. Future space colonization efforts could be severely jeopardized by human radiation exposure and other physiological issues. An important specific problem is that radiation can cause problems with human reproduction, which may hamper efforts to populate the moon and Mars. Here are some potential directions of interest.

  • Insert genes derived from radiation-resistant organisms such as tardigrades and Deinococcus radiodurans.
  • Enhance human DNA repair pathways by adding new genetic circuits and/or by altering gene regulation to bias towards repair.
  • Design tools for studying how genetic changes influence bone tissue responses to microgravity.
  • Develop multigenic gene delivery vectors to facilitate complex genetic interventions towards improving physiological responses to space.
  • Develop delivery systems that can safely transduce most or all cells in the adult human body.

Horizontal Gene Drives to Repair Pollinator Insect Networks

Insect pollinators form a crucial part of global ecosystems, yet populations of these insects are declining. In particular, many species of bees contribute heavily to ecosystem health via pollination. Decline of insect populations is furthermore negatively affecting many crops, limiting food production across the world. Some of the more prominent factors specifically causing bee decline include spread of invasive Varroa mites that carry pathogens like the deformed wing virus and prevalence of toxic pesticides in the environment. Here are some potential directions of interest.

  • Horizontal gene transfer could occur after seeding donor bacteria into insect gut microbiota may help protect insect pollinators in a scalable fashion.
  • Developing engineered gut bacteria with conjugative plasmids which propagate genes to combat Varroa mites, genes to combat deformed wing virus, and/or genes to degrade pesticide toxins could help mitigate bee decline.

Infectious Disease Burden in Developing Countries

As ailments which cause some of the most widespread suffering, I am especially interested in combatting malaria, tuberculosis, and HIV. I hope to implement translational strategies for dissemination of solutions. Here are some potential directions of interest.

  • Gene drives to prevent mosquitos from carrying pathogens.
  • Inexpensive home diagnostics.
  • Rapid inexpensive biomanufacturing of treatments.
  • Thermostable treatments and vaccines.
  • Inexpensive immune enhancement gene therapies.
  • Rapid inexpensive biomanufacturing of vaccines.

Nanobiotechnology for Neural Interfaces and Neural Prostheses

Existing neural interfaces and neural prostheses mostly use microelectrode-based technologies for recording and stimulating neuronal tissues. But microelectrodes are invasive, usually cause inflammation and glial scarring, and lack spatial precision. Nanobiotechnology approaches may allow less invasive, less toxic, and more precise neural interfaces and prostheses. Here are some potential directions of interest.

  • Polymersome (or similar) compartments which mimic neurons in their electrical response properties using embedded transmembrane proteins.
  • Such compartments may transmit current along protein-based nanowires to external devices or to other parts of the brain.
  • Develop gene therapies to deliver DNA encoding ultrasound-responsive ion channels, enabling spatially controllable neurostimulation
  • Develop delivery system to transport gas vesicles into the brain, allowing spatial ultrasound activation of cargo release for drug or gene delivery. This may also have applications to certain kinds of neural interfaces.

Nanorobotics

Researchers have so far created only simple nanorobots. More advanced forms of nanotechnology would enable a wide range of new directions across medicine, manufacturing, agriculture, space, and more. Ideally, stronger nanorobots should possess (1) inexpensive mass producibility or self-replication capabilities, (2) ways of programming them to alter their responses to stimuli, and (3) automated locomotion. Here are some potential directions of interest.

  • Develop highly programmable microorganism-based nanorobots, perhaps using a combination of minimal cell technology (make sure to minimize immunogenicity as part of this) and complex optogenetic systems to facilitate external programmability.
  • Design dynamic DNA origami nanostructures which incorporate optically programmable logic systems inspired by digital circuits.
  • Develop scalable manufacturing platforms for new nanorobotics designs.

Terraforming

The future of humankind depends on space colonization, yet Earth represents the only planet in our solar system where humans can survive unaided. Terraforming the moon and/or Mars would provide us with new habitable worlds. Unfortunately, terraforming these places will be an enormously difficult task. Here are some potential directions of interest.

  • Seeding Mars with heavily engineered extremophile microorganisms might act as a first step towards creating a new habitable world. They could metabolize regolith and convert it to Earthlike atmospheric gases and other useful substances.
  • A similar approach might work on the moon, but it would be much more difficult due to the even harsher environment and complete lack of atmosphere.
  • Certain types of nanoparticles may facilitate atmospheric warming on Mars, so developing ways of further augmenting the effects of such nanoparticles may benefit terraforming efforts.
  • Develop ways of extensively engineering mosslike microorganisms so that they grow directly on partially terraformed Mars or moon may provide an abundant food source for early colonists. With the vast amount of land available, it may even be possible to send such food back to Earth to ameliorate world hunger.

The Virus Zoo: A Primer on Molecular Virology


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Click here for a PDF version of the virus zoo

 

Human Immunodeficiency Virus (HIV)

Genome and Structure:

HIV’s genome is a 9.7 kb linear positive-sense ssRNA.1 There is a m7G-cap (specifically the standard eukaryotic m7GpppG as added by the host’s enzymes) at the 5’ end of the genome and a poly-A tail at the 3’ end of the genome.2 The genome also has a 5’-LTR and 3’-LTR (long terminal repeats) that aid its integration into the host genome after reverse transcription, that facilitate HIV genetic regulation, and that play a variety of other important functional roles. In particular, it should be noted that the integrated 5’UTR contains the HIV promoter called U3.3,4

HIV’s genome translates three polyproteins (as well as several accessory proteins). The Gag polyprotein contains the HIV structural proteins. The Gag-Pol polyprotein contains (within its Pol component) the enzymes viral protease, reverse transcriptase, and integrase. The Gag-Pol polyprotein is produced via a –1 ribosomal frameshift at the end of Gag translation. Because of the lower efficiency of this frameshift, Gag-Pol is synthesized 20-fold less frequently than Gag.5 The frameshift’s mechanism depends upon a slippery heptanucleotide sequence UUUUUUA and a downstream RNA secondary structure called the frameshift stimulatory signal (FSS).6 This FSS controls the efficiency of the frameshift process.

The HIV RNA genome undergoes alternative splicing to produce the rest of the viral proteins. One splicing event produces an RNA that separately encodes the Vpu protein and the Env protein (also called gp160).6–8 A mechanism called ribosome shunting is used to transition from Vpu’s open reading frame to Env’s open reading frame. The Env protein contains the gp41 and gp120 proteins. Env is post-translationally cleaved into gp41 and gp120 by a host furin enzyme in the endoplasmic reticulum.9 It is important to note that Env is also heavily glycosylated post-translationally to help HIV evade the immune system. Several other complex splicing events lead to the production of RNAs encoding Tat, Rev, Nef, Vif, and Vpr.

HIV viral protease cleaves the Gag polyprotein and thus produces structural proteins including the capsid protein CA (also called p24), the matrix protein MA (also called p17), the nucleocapsid protein NC (also called p7), and the p6 peptide.10 The HIV core capsid is shaped like a truncated cone and consists of about 1500 CA monomers. Most of the CA proteins assemble into hexamers, but a few pentamers are present. The pentamers help give the core capsid its conical morphology by providing extra curvature near the top and bottom. Each core capsid contains two copies of the HIV genomic RNA, complexed with NC protein. Reverse transcriptase, integrase, and viral accessory proteins are also held within the core capsid. HIV’s core capsid is packaged into a lipid envelope that bears gp41-gp120 glycoprotein heterodimers. The MA protein forms a layer between the core capsid and the envelope.

Accessory proteins Vpu, Tat, Rev, Nef, Vif, and Vpr facilitate a variety of functions. Vpu induces degradation of CD4 proteins within the endoplasmic reticulum of host CD4+ T cells. It does this by using its cytosolic domain as a molecular adaptor between CD4 and a ubiquitin ligase (which subsequently triggers proteosomal degradation of the CD4).11 The reason that Vpu does this is to prevent HIV superinfection wherein two different types of HIV might infect the same cell and interfere with each other. This is an example of competition between viruses.12 Vpu also enhances release of HIV virions from infected cells by using its cytosolic domain to inhibit a host protein called tetherin (also known as BST-2).11 Without Vpu, tetherin would bind the viral envelope to the cell surface as well to other HIV virus particles, impeding release.

Tat, also called the viral transactivator protein, is necessary for efficient transcriptional elongation of the HIV genome after integration into the host DNA.13 Tat binds the viral transactivation response element (TAR), a structured RNA motif present at the beginning of the HIV transcripts. It then recruits protein positive transcription elongation factor b (P-TEFb). This allows P-TEFb to phosphorylate certain residues in the C-terminal domain of RNA polymerase II, stimulating transcriptional elongation. Tat also recruits several of the host cell’s histone acetyltransferases to the viral 5’-LTR so as to open the chromatin around the U3 promoter and related parts of the integrated HIV genome.3,4 Finally, Tat is secreted from infected cells14 and acts as an autocrine and paracrine signaling molecule.4 It inhibits antigen-specific lymphocyte proliferation, stimulates expression of certain cytokines and cytokine receptors, modulates the activities of various host cell types, causes neurotoxicity in the brain, and more.

Rev facilitates nuclear export of the unspliced and singly spliced HIV RNAs by binding to a sequence located in the Env coding region called the Rev response element (RRE).13 The Rev protein forms a dimer upon binding to the RRE and acts as an adaptor, binding a host nuclear export factor called CRM1. Rev is also known to form higher-order oligomers via cooperative multimerization of the RNA-bound dimers.

Nef is a myristoylated protein that downregulates certain host T cell proteins and thereby increases production of virus. Nef is localized to the cytosol and the plasma membrane. It specifically inhibits CD4, Lck, CTLA-4, and Bad.15 Downregulating CD4 contributes to the prevention of superinfection that also occurs with Vpu’s inhibition of CD4. Nef induces endocytosis of plasma membrane Lck protein and traffics it to recycling endosomes and the trans-Golgi network. At these intracellular compartments, Lck signals for Ras and Erk activation, which triggers IL-2 production. IL-2 causes T cells to grow and proliferate, leading to more T cells that HIV can infect and leading to activation of the machinery HIV needs to replicate itself within infected T cells. Nef triggers lysosomal degradation of CTLA-4. This is because CTLA-4 can serve as an off-switch for T cells, which would lead to inhibition of HIV replication if active. Nef inactivates the Bad protein via phosphorylation. Bad participates in apoptotic cascades, so Nef prevents apoptosis of the infected host cell in this way.

Vif forms a complex with the host antiviral proteins APOBEC3F and APOBEC3G and induces their ubiquitination and subsequent degradation by the proteosome.16 It also may inhibit these proteins through other mechanisms. APOBEC3F and APOBEC3G are cytidine deaminases that hypermutate the negative-sense strand of HIV cDNA, leading to weak or nonviable viruses.17 These proteins also interfere with reverse transcription by blocking tRNALys3 from binding to the HIV RNA 5’UTR (tRNALys3 usually acts as a primer to initiate reverse transcription of the HIV genome).18

Vpr facilitates nuclear import of the HIV pre-integration complex.19 The pre-integration complex consists of viral cDNA and associated proteins (uncoating and reverse transcription have already occurred at this stage). Vpr binds the pre-integration complex and recruits host importins to enable nuclear import. It may further enhance nuclear import through interactions with some of the nuclear pore proteins. In addition to nuclear import, Vpr has several more functions: it acts as a coactivator (along with other proteins) of the HIV 5’UTR’s U3 promoter, might influence NF-κB regulation, may modulate apoptotic pathways, and arrests the cell cycle at the G2 stage.

Life cycle:

CD4+ T cells represent the primary targets of HIV, though the virus is also capable of infecting other cell types such as dendritic cells.20 HIV infects CD4+ T cells through binding its gp120 glycoprotein to the CD4 receptor and the CCR5 coreceptor or the CXCR4 coreceptor.10 This triggers fusion of the viral envelope with the plasma membrane and allows the core capsid to enter the cytosol.

HIV’s core capsid is transported by motor proteins along microtubules to dock at nuclear pores. The nuclear pore complex has flexible cytosolic filaments composed primarily of the Nup358 protein, which interacts with the core capsid.21 These interactions guide the narrow end of the core capsid into the nuclear pore’s central channel. Next, the core capsid interacts with the central channel’s unstructured phenylalanine-glycine (FG) repeats that exist in a hydrogel-like liquid phase. As the core capsid translocates through the central pore, it binds the Nup153 protein, a component of the nuclear pore complex’s basket. Finally, many copies of the nucleoplasmic CPSF6 protein coat the core capsid and escort it towards its genomic site of integration. It is thought that the reverse transcription process begins inside of the core capsid at this point, leading to cDNA synthesis.21,22 Buildup of newly made cDNA within the core capsid likely results in pressure that helps rupture the capsid structure, facilitating uncoating.

Tetrameric HIV integrase binds both of the viral LTRs and facilitates integration of the cDNA into the host genome.23 Though integration sites vary widely, they are not entirely random. Host chromatin structure and other factors influence where the viral cDNA integrates.24 Transcription of HIV RNAs can then proceed from the U3 promoter with the aid of the Tat protein and host factors. As described earlier, a series of RNA splicing events produce the various RNAs necessary to synthesize all of the different HIV proteins and polyproteins.

Env protein is trafficked to the cell membrane through the secretory pathway. It is cleaved by a host furin enzyme into gp41 and gp160 components during its time in the endoplasmic reticulum.9 Gag and Gag-Pol polyproteins are expressed cytosolically. Since Gag is post-translationally modified by amino-terminal myristoylation, it anchors to the cell membrane by inserting its myristate tail into the lipid bilayer.25 Gag and a smaller number of Gag-Pol accumulate on the inner membrane surface and incorporate gp41-gp160 complexes. NC domains in the Gag proteins bind and help package the two copies of HIV genomic RNA. The p6 region of the Gag protein (located at the C-terminal end) then recruits host ESCRT-I and ALIX proteins, which subsequently sequester host ESCRT-III and VPS4 complexes to drive budding and membrane scission, releasing virus into the extracellular space. After this, the HIV viral protease (from within the Gag-Pol polyprotein) cleaves the Gag and Gag-Pol polyproteins into their constituent proteins, facilitating maturation of the released HIV particles.

SARS-CoV-2

Genome and Structure:

The SARS-CoV-2 genome consists of about 30 kb of linear positive-sense ssRNA. There is a m7G-cap (specifically m7GpppA1) at the 5’ end of the genome and a 30-60 nucleotide poly-A tail at the 3’ end of the genome. These protective structures minimize exonuclease degradation.26 The genome also has a 5’ UTR and a 3’ UTR which contain sequences that aid in transcriptional regulation and in packaging. The SARS-CoV-2 genome directly translates two partially overlapping polyproteins, ORF1a and ORF1b. There is a –1 ribosomal frameshift in ORF1b relative to ORF1a. Within the polyproteins, two self-activating proteases (Papain-like protease PLpro and 3-chymotrypsin-like protease 3CLpro) perform cleavage events that lead to the generation of the virus’s 16 non-structural proteins (nsps). It should be noted that the 3CLpro is also known as the main protease or Mpro. The coronavirus also produces 4 structural proteins, but these are not translated until after the synthesis of corresponding subgenomic RNAs via the viral replication complex. To create these subgenomic RNAs, negative-sense RNA must first be made and then undergo conversion back to positive-sense RNA for translation. Genes encoding the structural proteins are located downstream of the ORF1b section.

SARS-CoV-2’s four structural proteins include the N, E, M, and S proteins. Many copies of the N (nucleocapsid) protein bind the RNA genome and organize it into a helical ribonucelocapsid complex. The complex undergoes packaging into the viral envelope during coronavirus budding. Interactions between the N protein and the other structural proteins may facilitate this packaging process. The N protein also inhibits host immune responses by antagonizing viral suppressor RNAi and by blocking the signaling of interferon production pathways.27

The transmembrane E (envelope) protein forms pentamers and plays a key but poorly understood role in the budding of viral envelopes into the endoplasmic reticulum Golgi intermediate compartment (ERGIC).28–30 Despite its importance in budding, mature viral particles do not incorporate very many E proteins into their envelopes. One of the posttranslational modifications of the E protein is palmitoylation. This aids subcellular trafficking and interactions with membranes. E protein pentamers also act as ion channels that alter membrane potential.31,32 This may lead to inflammasome activation, a contributing factor to cytokine storm induction.

The M (membrane) protein is the most abundant protein in the virion and drives global curvature in the ERGIC membrane to facilitate budding.30,33 It forms transmembrane dimers that likely oligomerize to induce this curvature.34 The M protein also has a cytosolic (and later intravirion) globular domain that likely interacts with the other structural proteins. M protein dimers also induce local curvature through preferential interactions with phosphatidylserine and phosphatidylinositol lipids.29,30 M proteins help sequester S proteins into the envelopes of budding viruses.35

The S (spike) protein of SARS-CoV-2 has been heavily studied due to its central roles in the infectivity and immunogenicity of the coronavirus. It forms a homotrimer that protrudes from the viral envelope and is heavily glycosylated. It binds the host’s ACE2 receptor (angiotensin-converting enzyme 2 receptor) and undergoes conformational changes to promote viral fusion.36 The S protein undergoes cleavage into S1 and S2 subunits by the host’s furin protease during viral maturation.37,38 This enhances SARS-CoV-2 entry into lung cells and may partially explain the virus’s high degree of transmissibility. The S1 fragment contains the receptor binding domain (RBD) and associated machinery while the S2 fragment facilitates fusion. Prior to cellular infection, most S proteins exist in a closed prefusion conformation where the RBDs of each monomer are hidden most of the time.39 After the S protein binds ACE2 during transient exposure of one of its RBDs, the other two RBDs quickly bind as well. This binding triggers a conformational change in the S protein that loosens the structure, unleashing the S2 fusion component and exposing another proteolytic cleavage site called S2’. Host transmembrane proteases such as TMPRSS2 cut at S2’, causing the full activation of the S2 fusion subunit and the dramatic elongation of the S protein into the postfusion conformation. This results in the viral envelope fusing with the host membrane and uptake of the coronavirus’s RNA into the cell.

The 16 nsps of SARS-CoV-2 play a variety of roles. For instance, nsp1 shuts down host cell translation by plugging the mRNA entry channel of the ribosome, inhibiting the host cell’s immune responses and maximizing viral production.40,41 Viral proteins still undergo translation because a conserved sequence in the coronavirus RNA helps circumvent the blockage through a poorly understood mechanism. The nsp5 protein is the protease 3CLpro.42 The nsp3 protein contains several subcomponents, including the protease PLpro. The nsp12, nsp7, and nsp8 proteins come together to form the RNA-dependent RNA polymerase (RdRp) that replicates the viral genome.42,43 The nsp2 protein is likely a topoisomerase which functions in RNA replication. The nsp4 and nsp6 proteins as well as certain subcomponents of nsp3 restructure intracellular host membranes into double-membrane vesicles (DMVs) which compartmentalize viral replication.44

Beyond the 4 structural proteins and 16 nsps of SARS-CoV-2, the coronaviral genome also encodes some poorly understood accessory proteins including ORF3a, ORF3b, ORF6, ORF7a, ORF7b, ORF8 and ORF9b.45 These accessory proteins are non-essential for replication in vitro, but they are thought to be required for the virus’s full degree of virulence in vivo.

Life cycle:

As mentioned, SARS-CoV-2 infects cells by first binding a S protein RBD to the ACE2 receptor. This triggers a conformational change that elongates the S protein’s structure and reveals the S2 fusion fragment, facilitating fusion of the virion envelope with the host cell membrane.39 Cleavage of the S’ site by proteases like TMPRSS2 aid this change from the prefusion to postfusion configurations. Alternatively, SARS-CoV-2 can enter the cell by binding to ACE2, undergoing endocytosis, and fusing with the endosome to release its genome (as induced by endosomal cathepsin proteases).45 After release of the SARS-CoV-2 genome into the cytosol, the N protein disassociates and allows translation of ORF1a and ORF1b, producing polyproteins which are cleaved into mature proteins by the PLpro and 3CLpro proteases as discussed earlier. 

The RdRp complex synthesizes negative-sense full genomic RNAs as well as negative-sense subgenomic RNAs. In the latter case, discontinuous transcription is employed, a process by which the RdRp jumps over certain sections of the RNA and initiates transcription separately from the rest of the genome.46 The negative-sense RNAs are subsequently converted back into positive-sense full genomic RNAs and positive-sense subgenomic RNAs. The subgenomic RNAs are translated to make structural proteins and some accessory proteins.45

As described earlier, the nsp4, nsp6, and parts of nsp3 proteins remodel host endoplasmic reticulum (ER) to create DMVs.45 These DMVs are the site of the coronaviral genomic replication and serve to shield the viral RNA and RdRp complex from cellular innate immune factors. DMVs cluster together and are continuous with the ER mostly through small tubular connections. After replication, the newly synthesized coronavirus RNAs undergo export into the cytosol through molecular pore complexes that span both membranes of the DMVs.47 These molecular pore complexes are composed of nsp3 domains and possibly other viral and/or host proteins.

Newly replicated SARS-CoV-2 genomic RNAs complex with N proteins to form helical nucleocapsids. To enable packaging, the nucleocapsids interact with M protein cytosolic domains which protrude at the ERGIC.48 M proteins, E proteins, and S proteins are all localized to the ERGIC membrane. The highly abundant M proteins induce curvature of the membrane to facilitate budding. As mentioned, E proteins also play essential roles in budding, but the mechanisms are poorly understood. Once the virions have budded into the ERGIC, they are shuttled through the Golgi via a series of vesicles and eventually secreted out of the cell.

Adeno-associated virus (AAV)

Genome and Structure:

AAV genomes are about 4.7 kb in length and are composed of ssDNA. Inverted terminal repeats (ITRs) form hairpin structures at ends of the genome. These ITR structures are important for AAV genomic packaging and replication. Rep genes (encoded via overlapping reading frames) include Rep78, Rep68, Rep52, Rep40.49 These proteins facilitate replication of the viral genome. As a Dependoparvovirus, additional helper functions from adenovirus (or certain other viruses) are needed for AAVs to replicate.

AAV capsids are about 25 nm in diameter. Cap genes include VP1, VP2, VP3 and are transcribed from overlapping reading frames.50 The VP3 protein is the smallest capsid protein. The VP2 protein is the same as VP3 except that it includes an N-terminal extension with a nuclear localization sequence. The VP1 protein is the same as VP2 except that it includes a further N-terminal extension encoding a phospholipase A2 (PLA2) that facilitates endosomal escape during infection. In the AAV capsid, VP1, VP2, and VP3 are present at a ratio of roughly 1:1:10. It should be noted that this ratio is actually the average of a distribution, not a fixed number.

Frame-shifted start codons in the Cap gene region transcribe AAP (assembly activating protein) and MAAP (membrane associated accessory protein). These proteins help facilitate packaging and other aspects of the AAV life cycle.

Life cycle:

There are a variety of different AAV serotypes (AAV2, AAV6, AAV9, etc.) that selectively infect certain tissue types. AAVs bind to host cell receptors and are internalized by endocytosis. The particular receptors involved can vary depending on the AAV serotype, though some receptors are consistent across many serotypes. Internalization occurs most often via clathrin-coated pits, but some AAVs are internalized by other routes such as macropinocytosis or the CLIC/GEEC tubulovesicular pathway.51

After endocytosis, conformational changes in the AAV capsid lead to exposure of the PLA2 VP1 domain, which facilitates endosomal escape. The AAV is then transported to the nucleus mainly by motor proteins on cytoskeletal highways. It enters via nuclear pores and finishes uncoating its genome.

AAV genomes initiate replication using the ends of their ITR hairpins as primers. This leads to a series of complex steps involving strand displacement and nicking.49 In the end, new copies of the AAV genome are synthesized. The Rep proteins are key players in this process. It is important to realize that AAVs can only replicate in cells which have also been infected by adenovirus or similar helper viruses (this is why they are called “adeno-associated viruses”). Adenoviruses provide helper genes encoding proteins (e.g. E4, E2a, VA) that are vital for the successful completion of the AAV life cycle. After new AAV capsids have assembled from VP1, VP2, and VP3 and once AAV genomes have been replicated, the ssDNA genomes are threaded into the capsids via pores at their five-fold vertices.

AAVs are nonpathogenic, though a large fraction of people possess antibodies against at least some serotypes, so exposure to them is fairly common.

Adenovirus

Genome and Structure:

Adenovirus genomes are about 36 kb in size and are composed of linear dsDNA. They possess inverted terminal repeats (ITRs) which help facilitate replication and other functions. These genomes contain a variety of transcriptional units which are expressed at different times during the virus’s life cycle.52 E1A, E1B, E2A, E2B, E3, and E4 transcriptional units are expressed early during cellular infection. Their proteins are involved in DNA replication, transcriptional regulation, and suppression of host immune responses. The L1, L2, L3, L4, and L5 transcriptional units are expressed later in the life cycle. Their products include most of the capsid proteins as well as other proteins involved in packaging and assembly. Each transcriptional unit can produce multiple mRNAs through the host’s alternative splicing machinery.

The capsid of the adenovirus is about 90 nm in diameter and consists of three major proteins (hexon, penton, and fiber proteins) as well as a variety of minor proteins and core proteins. Hexon trimer is the most abundant protein in the capsid, the pentameric pentons occur at the vertices, and trimeric fibers are positioned on top of the pentons.53 The fibers point outwards from the capsid and end in knob domains which bind to cellular receptors. In Ad5, a commonly studied type of adenovirus, the fiber knob primarily binds to the coxsackievirus and adenovirus receptor (CAR). That said, it should be noted that Ad5’s fiber knob can also bind to alternative receptors such as vascular cell adhesion molecule 1 and heparan sulfate proteoglycans.

Minor capsid proteins include pIX, pIIIa, pVI, and pVIII. The pIX protein interlaces between hexons and helps stabilize the capsid. Though pIX is positioned in the crevices between the hexons, it is still exposed to the outside environment. By contrast, the pIIIa, pVI, and pVIII proteins bind to the inside of the capsid and contribute further structural stabilization. When the adenovirus is inside of the acidic endosome during infection, conformational changes in the capsid release the pVI protein, which facilitates endosomal escape through membrane lytic activity.

Adenovirus core proteins include pV, pVII, protein μ (also known as pX), adenovirus proteinase (AVP), pIVa2, and terminal protein (TP).54 The pVII protein has many positively-charged arginine residues and so functions to condense the viral DNA. The pV protein bridges the core with the capsid through interactions with pVII and with pVI. AVP cleaves various adenoviral proteins (pIIIa, TP, pVI, pVII, pVIII, pX) to convert them to their mature forms.55 The pIVa2 and pX proteins interact with the viral DNA and may play roles in packaging or replication. TP binds to the ends of the genome and is essential for localizing the viral DNA in the nucleus and for viral replication.

Life Cycle:

Adenovirus infects cells by binding its fiber knob to cellular receptors such as CAR (in the case of Ad5). The penton then binds certain αv integrins, positioning the viral capsid for endocytosis.56 When the endosome acidifies, the adenovirus capsid partially disassembles, fibers and pentons fall away, and pVI is released.57 The pVI protein’s membrane lytic activity facilitates endosomal escape. Partially disassembled capsids then undergo dynein-mediated transport along microtubules and dock at the entrance to nuclear pores. The capsids further disassemble and releases DNA through the nuclear pore. This DNA remains complexed with pVII after it enters the nucleus.

Adenoviral transcription is initiated by the E1A protein, inducing expression of early genes.58 This subsequently leads to expression of the E2, E3, and E4 transcriptional units, which help the virus escape immune responses. This cascade leads to expression of the L1, L2, L3, L4, and L5 transcriptional units, which mainly synthesize viral structural proteins and facilitate capsid assembly.

In the nucleus, adenovirus genomes replicate within dense complexes of protein that can be seen as spots via fluorescence microscopy. Replication begins at the ITRs and is primed by TP.59 Several more viral proteins and host proteins also aid the initiation of replication. Nontemplate strands are displaced during replication but may reanneal and act as template strands later. Adenovirus DNA binding protein and adenovirus DNA polymerase play important roles in replication. Once the genome has been replicated, TP undergoes cleavage into its mature form, signaling for packaging of new genomes.

The adenoviral capsid assembly and maturation process occurs in the nucleus.58 Once enough assembled adenoviruses have accumulated, they rupture the nuclear membrane using adenoviral death protein and subsequently lyse the cell, releasing adenoviral particles.

Herpes Simplex Virus 1 (HSV-1)

Genome and Structure:

HSV-1 genomes are about 150 kb in size and are composed of linear dsDNA. These genomes include a unique long (UL) region and a unique short (US) region.60 The UL and US regions are both flanked by their own inverted repeats. The terminal inverted repeats are called TRL and TRS while the internal inverted repeats are called IRL and IRS. HSV-1 contains approximately 80 genes, though the complexity of its genomic organization makes an exact number of genes difficult to obtain. As with many other viruses, HSV-1 genomes encode early, middle, and late genes. The early genes activate and regulate transcription of the middle and late genes. Middle genes facilitate genome replication and late genes mostly encode structural proteins.

The diameter of HSV-1 ranges around 155 nm to 240 nm.61 Its virions include an inner icosahedral capsid (with a 125 nm diameter) surrounded by tegument proteins which are in turn enveloped by a lipid membrane containing glycoproteins.

HSV-1’s icosahedral capsid consists of a variety of proteins. Some of the most important capsid proteins are encoded by the UL19, UL18, UL38, UL6, UL17, and UL25 genes.62 The UL19 gene encodes the major capsid protein VP5, which forms pentamers and hexamers for the capsid. These VP5 pentamers and hexamers are glued together by triplexes consisting of two copies of VP23 (encoded by UL18) and one copy of VP19C (encoded by UL38).63 The UL6 gene encodes the protein that makes up the portal complex, a structure used by HSV-1 to release its DNA during infection. Each HSV-1 capsid has a single portal (composed of 12 copies of the portal protein) located at one of the vertices. UL17 and UL25 encode additional structural proteins that stabilize the capsid by binding on top of the other vertices. These two proteins also serve as a bridge between the capsid core and the tegument proteins.

The tegument of HSV-1 contains dozens of distinct proteins. Some examples include pUL36, pUL37, pUL7, and pUL51 proteins. The major tegument proteins are pUL36 and pUL37. The pUL36 protein binds on top of the UL17-UL25 complexes at the capsid’s vertices.64 The pUL37 protein subsequently associates with pUL36. The pUL51 protein associates with cytoplasmic membranes in infected cells and recruits the pUL7 protein.65 This pUL51-pUL7 interaction is important for HSV-1 assembly. HSV-1 has many more tegument proteins which play various functional roles.

HSV-1’s envelope contains up to 16 unique glycoproteins. Four of these glycoproteins (gB, gD, gH, and gL) are essential for viral entry into cells.66 The gD glycoprotein first binds to one of its cellular receptors (nectin-1, herpesvirus entry mediator or HVEM, or 3-O-sulfated heparan sulfate). This binding event triggers a conformational change in gD that allows it to activate the gH/gL heterodimer. Next, gH/gL activate gB which induces fusion of HSV-1’s envelope with the cell membrane. Though the remaining 12 envelope glycoproteins are poorly understood, it is thought that they also play roles that influence cellular tropism and entry.

Life cycle:

After binding to cellular receptors via its glycoproteins, HSV-1 induces fusion of its envelope with the host cell membrane.67 The capsid is trafficked to nuclear pores via microtubules. Since the capsid is too large to pass through a nuclear pore directly, the virus instead ejects its DNA through the pore via the portal complex.68

HSV-1 replicates its genome and assembles its capsids in the nucleus. But the assembled capsids are again too large to exist the nucleus through nuclear pores. To overcome this issue, HSV-1 first buds via the inner nuclear membrane into the perinuclear cleft (the space between nuclear membranes), acquiring a primary envelope.67 This process is driven by a pair of proteins (pUL34 and pUL31) which together form the nuclear egress complex. Next, the primary envelope fuses with the outer nuclear membrane, releasing the assembled capsids into the cytosol.

To acquire its final envelope, the HSV-1 capsid likely buds into the trans-Golgi network or into certain tubular vesicular organelles.69 These membrane sources contain the envelope proteins of the virus as produced by transcription and various secretory pathways. One player is the pUL51 tegument protein that starts associated with the membrane into which the virus buds. The interaction between pUL51 and pUL7 helps facilitate recruitment of the capsid to the membrane. (Capsid envelopment is also coupled in many other ways to formation of the outer tegument). The enveloped virion eventually undergoes trafficking through the secretory system and eventually is packaged into exosomes that fuse with the cell membrane and release completed virions into the extracellular environment.

In humans, HSV-1 infects the epithelial cells first and produces viral particles.70 It subsequently enters the termini of sensory neurons, undergoes retrograde transport into the brain, and remains in the central nervous system in a dormant state. During periods of stress in the host, the virus is reactivated and undergoes anterograde transport to infect epithelial cells once again.

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Guide to the Structure and Function of the Adenovirus Capsid


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PDF version: Guide to the Structure and Function of the Adenovirus Capsid

For this guide, I will explain the fundamental biology of adenovirus capsid proteins with an emphasis on the context of gene therapy. While the guide is meant primarily for readers with an interest in applying adenovirus to gene therapy, it will not include much discussion of the techniques and technologies involved in engineering adenoviruses for such purposes. If you are interested in learning more about adenovirus engineering, you may enjoy my review paper “Synthetic Biology Approaches for Engineering Next-Generation Adenoviral Gene Therapies” [1]. Here, I will focus mostly on the capsid of human adenovirus serotype 5 (Ad5) since it is the most commonly used type of adenovirus employed in gene therapy research, but I will occasionally describe other types of adenoviruses when necessary. Many of the presented concepts remain the same or similar across other types of adenoviruses.

The adenovirus consists of an icosahedral protein capsid enclosing a double-stranded DNA (dsDNA) genome. It possesses 12 fiber proteins which protrude from the capsid and helps to facilitate cellular transduction. Adenoviruses are nonenveloped and approximately 90 nm in diameter (not including the fibers). The Ad5 genome is about 36 kb in size. Major capsid proteins of the adenovirus include the hexon, penton, and fiber. The minor capsid proteins are protein IIIa, protein VI, protein VIII, and protein IX. Inside the capsid, there are core proteins including protein V, protein VII, protein μ (also known as protein X), adenovirus proteinase (AVP), protein IVa2, and terminal protein (TP) [2]. There are also many proteins expressed during adenovirus infection which are not incorporated into mature capsids, including the E1A proteins (289R, 243R, 217R, 171R, and 55R), the E1B proteins (52k and 55k), the adenoviral DNA polymerase, and more [3].

Ad5’s genome contains a variety of transcriptional units which are expressed at different times during the viral life cycle [3]. The E1A, E1B, E2A, E2B, E3, and E4 transcriptional units are expressed early during cellular infection. Their proteins are involved in DNA replication, transcriptional regulation, and suppression of host immune responses. The L1, L2, L3, L4, and L5 transcriptional units are expressed later in the life cycle. Their products include most of the capsid proteins as well as other proteins involved in packaging and assembly. Each transcriptional unit can produce multiple mRNAs through the host’s alternative splicing machinery.

Major capsid proteins

Hexon

Adenovirus hexon represents the main structural component of the capsid. It is encoded as one of the products of the Ad5 L3 gene. Each capsid contains 240 trimers of the hexon protein (720 monomers) and each facet of the icosahedron consists of 12 trimers [4]. The lower part of each hexon monomer consists of two eight-stranded β barrels linked by a β-sheet. The eight-stranded β-barrels are known as jellyroll domains. In between the β-strands, long loops are present. These loops contain the seven hypervariable regions (HVRs) of the hexon, which differ in sequence composition between distinct adenovirus types. The loops form the upper portion of each hexon. HVR1 of Ad5 includes a 32-residue acidic loop which might be involved in neutralizing host defensins. The valley between the loop towers of Ad5 has been shown to interact with coagulation factors as well as to bind to the CD46 cellular receptor as an alternative cell entry mechanism.

Here, the structure of the Ad5 hexon trimer is shown from a side view and from a top view (PDB 1P30). All β-sheets are red, α-helices are cyan, and loops are magenta. Jellyroll domains are visible at the base of the side view and the HVR loops can be seen in the upper half of the side view. In the top view, the hexagonal shape of the hexon is clearly visible. The N- and C- termini are both located near the bottom of the hexon (adjacent to the inside of the virion). Some disordered regions are shown as dashed lines.

Penton

The 12 pentons serve to fill pentagonal gaps within the icosahedral capsid (which arise due to the geometry of the hexons) [4]. Penton is encoded as one of the products of the Ad5 L2 gene. Each penton also acts as a base onto which a fiber protein is anchored. Adenovirus pentons are pentamers, with each monomeric subunit consisting of a single jellyroll domain for the lower part and both a hypervariable loop and a variable loop at the top. In Ad5 and many other human adenoviruses, the penton hypervariable loop includes an RGD amino acid sequence. RGD is both an αv integrin binding motif and is a target for adenovirus neutralization by the enteric defensin HD5. Importantly, the penton’s RGD motif is essential for cellular transduction into clathrin-coated pits [5]. RGD may also play some role in endosomal escape. The other penton variable loop (distinct from the hypervariable loop) is poorly understood from a functional standpoint. Both the hypervariable loop and the variable loop might serve as decent sites for sequence modification in the context of gene therapy vectors. The penton N-terminal domain consists of approximately 50 amino acid sequence which extends into the inside of the adenovirus virion. This sequence is mostly disordered except for the part nearest to the jellyroll domain (residues 37-51 in Ad5), which interacts with two copies of protein IIIa.

Here, the structure of the Ad5 penton is shown from side and top views (PDB 3IZO). Coloration is by subunit. In the side view, the intravirion N-terminal domains are visible at the bottom, the jellyroll domains can be seen as the groups of β-sheets in the middle, and the loops are present at the upper region. The top view clearly illustrates the pentagonal symmetry of the penton. It should be noted that, in this structure, some of the loops are missing due to the difficulty of reconstructing them at high resolution. Of special relevance here is that the loop with the RGD sequence should be located at the top of the penton (in the gap between the uppermost α-helix and a nearby loop which both terminate prematurely).

Fiber

Ad5’s 12 trimeric fibers are anchored onto the tops of the pentons [4]. They are encoded as a product of the L5 gene. These fibers initiate cellular transduction through binding of the knob domain to cellular receptors. The primary receptor for Ad5 is the coxsackievirus and adenovirus receptor (CAR). That said, it should be noted that Ad5’s fiber knob can also bind to alternative receptors such as vascular cell adhesion molecule 1 and heparan sulfate proteoglycans. For Ad5, the fiber is about 37 nm in length, but other adenoviruses can have shorter or longer fibers [6]. Fibers consist of an N-terminal tail domain, a shaft domain, and a C-terminal knob (also called head) domain [4]. The three N-terminal tails anchor into some of the clefts between penton monomers, likely via a hydrophobic ring region. The shaft consists of a structure known as a trimeric β-spiral. Shaft flexibility plays a role in cellular transduction by facilitating interaction of the penton with its integrin receptor after binding of the knob to CAR. Many adenovirus fibers are known to have hinges at the third β-repeat from the N-terminal tail domain [7]. These hinges arise from an insertion of a few extra amino acids within the third β-repeat which disrupts its structure and allows for it to flex. The C-terminal knob domain consists of an antiparallel β-sandwich and is responsible for trimerization of the fiber [4]. Its C-termini are oriented back towards the capsid of the adenovirus.

Here, part of the structure of an Ad2 fiber is shown from two perspective views (PDB 1QIU). Though there are structures of the Ad5 fiber components available, only the above Ad2 fiber structure has been assembled into a complex with and made publicly available. The Ad2 fiber is highly similar to the Ad5 fiber. Both Ad5 and Ad2 fibers have 22 β-repeats. Only a few β-repeats are included in the above structures, but that should be enough to grant an intuitive understanding of the general fiber organization.

Minor capsid proteins

Protein IX

Ad5 protein IX (pIX) is a 140 amino acid protein found nestled between hexons which confers greater thermostability to the capsid relative to mutants lacking pIX [4]. There are 240 copies of pIX in the capsid. It has an N-terminal domain, a rope domain, and a C-terminal domain. The N-terminal domains of three pIX monomers interlace to form a triskelion structure in the valleys between some of the hexons. The rope domain (also called linker domain) is often disordered and connects the N- and C-terminal domains. The C-terminal domain is an α-helix which forms a coiled-coil structure with the helices of other copies of pIX monomer. This coiled coil consists of four α-helices (three parallel and one antiparallel), each from a different pIX monomer. Four triskelions and three α-helix bundles are present in each icosahedral facet of the capsid. It should be noted that some of the triskelions take on slightly different structural features depending on which hexons they are associated with within a given facet [8]. Though all of the C-termini of pIX are exposed on the capsid surface, they can still be described as resting within crevices between hexons. Because of this, spacer peptides are usually necessary when engineering Ad5 pIX-fusions such that that the added protein is elevated out of the crevices [9].

Here, four copies of Ad5 pIX are shown interlacing among four hexons (top and side views) (PDB 6B1T). The C-terminal domain α-helical bundle of pIX is clearly visible. The N-terminal domain triskelion structures are not visible in these views. Hexons are portrayed in cool colors and the pIX copies are shown in magenta. Some disordered regions are shown as dashed lines.

Protein IIIa

The Ad5 protein IIIa (pIIIa) plays a structural role in stabilizing the capsid from the inside [4]. Five copies of pIIIa are found under each vertex of the Ad5 capsid. It is 585 amino acids in length, but only residues 7 to 300 have been structurally traced at high resolution. Its N-terminal domain connects the penton and the five adjacent hexons. (These are known as the peripentonal hexons. The peripentonal hexons plus the penton are collectively named the group-of-six or GOS) Its C-terminal domain binds protein VIII (another structural protein which will be discussed later). The traced part of the pIIIa structure consists of two globular domains connected by a long α-helix.

Above, traced parts of five pIIIa proteins are shown on the underside of a part of the Ad5 capsid (perspective is from the interior) (PDB 6B1T). Hexons are colored blue, the penton is colored yellow, and pIIIa is colored bright pink. The same structure is shown below from a side perspective.

Protein VI

Ad5 protein VI (pVI) starts out as 250 amino acids long but is cleaved by AVP at two sites, yielding multiple peptides [4]. The first site is after residue 33 and the second is after residue 239. The middle part contains a predicted amphipathic α-helix (residues 34-54) which inserts into host endosomal membrane. This alters the membrane’s curvature and helps facilitate lysis of the endosome, allowing the adenovirus to escape into the cytosol. The middle part also contains a domain (residues 109-143) which sometimes binds to the inner surface of the capsid in the cavities between certain hexons. The N-terminal peptide pVIN also binds to cavities between hexons. It has been suggested that this affinity hides the first pVI cleavage site in these cavities, preventing release of the membrane lytic peptide. During intracellular trafficking, environmental changes may allow adenovirus protein VII (a core protein) to outcompete pVI for the binding sites between hexons, causing release of the membrane lytic peptide. Finally, the C-terminal peptide pVIC is a cofactor which helps activate AVP. The pVIC peptide binds covalently to AVP and slides along the adenoviral genome, using the DNA as a track to reach all of the substrates in the core and the inner capsid surface. There are approximately 360 copies of protein VI in the Ad5 virion. Unfortunately, high-resolution structural data on pVI are scarce due to its variable position in the adenovirus virion.

Protein VIII

Ad5’s protein VIII (pVIII) also contributes to structurally stabilizing the adenoviral capsid from the interior [4]. It starts as a 227-residue protein which is cleaved by AVP at three sites, yielding two large peptides and two small peptides. The two large peptides stay together and bind between hexons. Some pVIII copies wedge between pIIIa and the peripentonal hexons, helping to connect the peripentonal hexons to the next set of surrounding hexons. Some pVIII copies are located underneath the nine hexons on the middle face of each icosahedral facet (known as the group-of-nine or GON). An interesting aspect of pVIII-hexon interactions is that can pVIII can engage in β-sheet augmentation, where a β-strand from pVIII is incorporated into one of the jellyroll domains of a nearby hexon. Not much is known about the two smaller peptides from pVIII except that these peptides do not appear to bind the capsid in a symmetric fashion.

Here, the traced parts of pVIII (red) are shown interwoven into a piece of the Ad5 capsid from an interior perspective (PDB 6B1T). Hexons are shown in shades of blue, the penton is shown in yellow, and pIIIa is displayed in bright pink.

Core proteins which interact directly with the capsid

Protein V

Adenovirus protein V (pV) is a positively charged protein which can form heterodimers with the pVII core protein [4]. That said, pV exists in a dimer-monomer equilibirium, so the binding to pVII is often transient. There also are direct associations between pV and the pVI capsid protein. These associations between pVII, pV, and pVI likely act to bridge the adenovirus core with the adenovirus capsid. In addition, pV-pVII heterodimers might interact with core protein μ. Each virion contains about 150 copies of pV. Most of the copies of pV are released during the beginning of uncoating. Interestingly, pV is not essential for adenovirus capsid assembly.

Protein VII

Protein VII (pVII) is a positively charged protein which plays a central role in condensing the adenovirus genome to fit into the capsid [4]. It has many arginine residues which contribute to its positive charge. AVP cleaves pVII at residues 13 and 24. The resulting middle peptide (including amino acids 13 through 24) might compete with pVI for hexon binding sites during adenovirus assembly. As mentioned earlier, environmental changes during intracellular trafficking may allow pVII to outcompete pVI for their hexon binding sites, causing release of the membrane lytic peptide from pVI cleavage. Though pVII acts as a functional analogue of the histone, it does not share much structural similarity with histones and does not replace histones when introduced into the cellular nucleus [2]. During infection, the viral genomic DNA as complexed with pVII is imported through nuclear pores. While pVII is important for condensing the adenoviral genome, it is not strictly required for assembly and packaging. In addition, pVII functions in signaling for the suppression of host innate immune responses. It binds to high mobility group B (HMGB) protein 1, a factor which is normally released from cells exposed to inflammation and which acts as a danger signal for the immune system. The adenoviral pVII prevents release of HMGB protein 1 and thereby dampens innate immune responses. Finally, pVII helps to regulate the progression of various steps during adenovirus genome replication.

Conclusion

This guide has centered on explaining the structures and functions of the Ad5 capsid proteins as well as the core proteins which are involved in key structural interactions with the capsid proteins. But this is only the beginning of learning about adenovirus biology. As mentioned in the introductory section, there are other core proteins including protein μ, the adenovirus proteinase, protein IVa2, and terminal protein which primarily interact with the adenovirus genome. Furthermore, the complex life cycle of the adenovirus requires numerous replication and packaging proteins (as well as interesting interactions with host cells) not covered here. Despite the specific focus of this guide, I hope that it is helpful to the reader for gaining a better idea of how the adenovirus capsid works. Perhaps this text will even provide a valuable bedrock of understanding for interested readers who are working on Ad5 capsid engineering projects.

References

[1]     L. T. Collins and D. T. Curiel, “Synthetic Biology Approaches for Engineering Next-Generation Adenoviral Gene Therapies,” ACS Nano, Aug. 2021, doi: 10.1021/acsnano.1c04556.

[2]     S. Kulanayake and S. K. Tikoo, “Adenovirus Core Proteins: Structure and Function,” Viruses , vol. 13, no. 3. 2021, doi: 10.3390/v13030388.

[3]     Y. S. Ahi and S. K. Mittal, “Components of Adenovirus Genome Packaging,” Frontiers in Microbiology, vol. 7. p. 1503, 2016, [Online]. Available: https://www.frontiersin.org/article/10.3389/fmicb.2016.01503.

[4]     J. Gallardo, M. Pérez-Illana, N. Martín-González, and C. San Martín, “Adenovirus Structure: What Is New?,” International Journal of Molecular Sciences , vol. 22, no. 10. 2021, doi: 10.3390/ijms22105240.

[5]     W. C. Russell, “Adenoviruses: update on structure and function,” J. Gen. Virol., vol. 90, no. 1, pp. 1–20, 2009, doi: https://doi.org/10.1099/vir.0.003087-0.

[6]     E. Vigne et al., “Genetic manipulations of adenovirus type 5 fiber resulting in liver tropism attenuation,” Gene Ther., vol. 10, no. 2, pp. 153–162, 2003, doi: 10.1038/sj.gt.3301845.

[7]     S. A. Nicklin, E. Wu, G. R. Nemerow, and A. H. Baker, “The influence of adenovirus fiber structure and function on vector development for gene therapy,” Mol. Ther., vol. 12, no. 3, pp. 384–393, Sep. 2005, doi: 10.1016/j.ymthe.2005.05.008.

[8]     V. S. Reddy and G. R. Nemerow, “Structures and organization of adenovirus cement proteins provide insights into the role of capsid maturation in virus entry and infection,” Proc. Natl. Acad. Sci., vol. 111, no. 32, pp. 11715 LP – 11720, Aug. 2014, doi: 10.1073/pnas.1408462111.

[9]     J. Vellinga et al., “Spacers Increase the Accessibility of Peptide Ligands Linked to the Carboxyl Terminus of Adenovirus Minor Capsid Protein IX,” J. Virol., vol. 78, no. 7, pp. 3470 LP – 3479, Apr. 2004, doi: 10.1128/JVI.78.7.3470-3479.2004.

Science Fiction Book Reviews


2 Comments

Spin by Robert Charles Wilson: 100/100. Science fiction is often said to be defined by a “sense of wonder”. I personally believe that the best science fiction features both a sense of wonder and a way of intertwining that sense of wonder with the deeply personal sense of what it means to be human. Spin does all this and more. It has relatable, complex, and believable characters who drive the story’s meaning. It gives us not one but several intensely awe-inspiring sci-fi concepts. It provides gorgeously philosophical and often poetic prose, a pleasure to absorb. In this book, the personal relationships of characters who grow up and change over the course of decades are pitted against a world experiencing a transformative crisis which forces the reader to consider powerful philosophical questions about what it means to live a good life as an individual as well as about humanity’s place in the universe. Though Spin spans a number of settings, cultural contexts, and technical areas (e.g. medicine, politics, aerospace, and more), the story is clearly very well-researched as it maintains an exceptional degree of verisimilitude. I won’t say much about the ending except that it is spectacular and even spiritually gratifying, though very much grounded in science. Spin is everything science fiction is meant to be. It gives us the incomparable gift of seeing life both at the level of human relationships and at the scale of the cosmos.

Solaris by Stanislaw Lem: 99/100. A remarkable feature of the human species is the desire to know, understand, and derive meaning. This can involve seeking to know oneself via introspection or seeking to know the universe via scientific inquiry. In Solaris, a mysterious alien entity which takes the form of a living ocean covering an entire planet acts as a centerpiece to examining questions of human knowledge, understanding, and purpose. As the crew of a research station orbiting Solaris begins to experience certain phenomena caused by the alien ocean, they are forced to confront their own pasts, traumas, and regrets. As a deeply emotional and psychological tale, Solaris examines the limits of human understanding both of the universe and of the self. While some ideas within the story may seem unsettling, I did not think it came across as an especially dark narrative, merely one which dispassionately portrays the human struggle for meaning against a backdrop of a strange and wonderous cosmos that often resists attempts to frame it within comprehensible human terms.

Station Eleven by Emily St. John Mandel: 99/100. Much of the essence of art is to reflect what makes us human, helping us better explain to ourselves what makes us tick. Station Eleven is a science fiction novel about a deadly flu pandemic which brings about the end of the world. Notably, it was written several years prior to the emergence of COVID-19. Emily St. John Mandel wields the premise masterfully to touch our souls and help us come to terms with human kindness, cruelty, hope, and vulnerability. Through its deep tragedy and heartfelt characters, the book manages to link questions of the individual and the global. We take a hard look at how the meaning of civilization connects to the meaning of life. Emily St. John Mandel’s prose puts billions to death. Those who survive must find purpose against the backdrop of the visceral viciousness of the apocalypse. Some immerse themselves in art, traveling the postapocalyptic wilderness and performing Shakespeare plays for pockets of survivors. Some join a religious cult led by a violent prophet who resembles history’s most monstrous men. Yet even this figure is skillfully humanized (though not exonerated) as having emerged from a frightened and damaged boy. Richly constructed character histories weave together in the end, creating a gorgeous tapestry which reveals both the inherent goodness and the intrinsic darkness of the human species. Station Eleven is lyrical, haunting, and intense. It immerses the reader in a realm which translates philosophy into the more brutally real language of emotion.

The Fall of Hyperion by Dan Simmons: 98/100. With its lyrical prose, immense cultural complexity, and epic scope, The Fall of Hyperion (hereafter referred to as “The Fall”) explosively propels into action the spring-loaded setup of the first Hyperion novel, kicking off a vividly imagined interstellar conflict of breathtaking scale and detail. I cannot overstate the awe-inspiring majesty and orchestral diversity of the Hegemony civilization as well as the incredible facility of Simmons with his extensive web of literary, religious, and historical allusions. Every line reads like poetry. The Fall possesses emotional depth to rival Dune and worldbuilding to compete with The Lord of the Rings. The Fall explores themes at the intersection of religious faith and penance, love and sacrifice, ecological destruction and the place of humanity in the universe, and (perhaps most centrally) artificial intelligence and God. Its history stretches both into the past and into the deep future with the Time Tombs sliding inexorably backwards in time as well as the ever-present specter of the terrifying Shrike and its Tree of Thorns having emerged from some distant tomorrow. After reading The Fall, I have taken on the conviction that a literary scholar could devote his or her entire career to studying the Hyperion tetralogy. The Fall is a mythopoetic elegy to humanity’s search for meaning in the cosmos, to the richness of our civilization’s vast story, and to our ultimate potential as a species.

This Is How You Lose the Time War by Amal El-Mohtar and Max Gladstone: 98/100. I have a special fondness for fiction which reads like poetry. This Is How You Lose the Time War by Amal El-Mohtar and Max Gladstone represents a tour de force of far-future poetic science fiction which sparkles with imagination, intensity, and wonder. An epistolary novel, it is told through letters exchanged by a pair of time-traveling cyborg supersoldiers named Red and Blue respectively who start as mortal enemies on opposite sides of a war and gradually fall in love. Each letter is delivered through a distinct medium; powdered cod bone sprinkled over a biscuit, a code of mineral veins in lava, a pattern of a bee’s flight and the venom of its sting, and many more. Red and Blue often spend decades in different pasts and futures, taking on the forms of various people and animals as part of their war. Though this conflict’s degree of convolutedness is far beyond human comprehension, the authors expertly utilize lyrical language to transmit a tantalizing taste of its scope. The central characters are so far beyond human that they should seem alien to the reader, yet their emotions come across as piercing and visceral. Beyond this, the beauty of the language gives the narrative a songlike quality which instills every passage with sensation, crispness, and vivacity. In terms of symbolism and metaphor, the book contains more than enough fractal complexity to fill the Library of Congress with multilayered literary analyses. This Is How You Lose The Time War furthermore incorporates a wealth of fascinating philosophical ideas involving love, war, peace, power, and freedom which are built on top of its spectacular wordsmithing. This book makes me feel like I am sipping liquid beauty during the cool of early morning while watching the stars of an alien sky slip beneath the horizon.

Blindsight by Peter Watts: 98/100. It is difficult to describe Blindsight. I could clumsily slap labels onto the novel and call it literary psychological sci-fi horror with an emphasis on the philosophy of neuroscience. I could vaguely refer to it as a boiling froth of darkness replete with nightmarish poetics. I could say that it manages incorporate both aliens and vampires in a terrifyingly believable fashion. I could pontificate on how the story oozes with malign hyperintelligence and conveys a sense of hurtling movement too fast to track with human eyes. Yet none of this can truly capture the frightening majesty of the narrative. More directly, Blindsight is a story about contact with aliens. After humanity first encounters the aliens, the governments of Earth send a group of cyborgs, freaks, and savants on a living spaceship to meet the aliens. The captain of this group is vampire, a technologically resurrected predator with intelligence vastly exceeding that of any human. The protagonist (Siri Keeton) had half his brain surgically removed when he was a child, rendering him incapable of empathy and forcing him to learn how to navigate social interactions through purely algorithmic techniques. Siri’s unusual backstory and motivations are richly explored over the course of the story. The novel explores ideas surrounding radical neurodivergence, transhumanism, the effects of neurotechnology on society, intelligence, consciousness, artificial intelligence, empathy, the blurring of the human-machine divide, emotional abuse, ableism, and evolutionary biology. As the book progresses, numerous psychological and philosophical revelations accrue. The aliens are more truly alien than any other aliens I have encountered in fiction. It is through a certain aspect of these aliens that the book’s most intensely frightening philosophical proposition is unveiled, but I will not spoil that for the reader. Prepare to be deeply disturbed in the most intellectually stimulating of ways.

The Chronoliths by Robert Charles Wilson: 97/100. Science fiction is the literature of ideas. Quality science fiction links these ideas to our own lives in a meaningful fashion. The Chronoliths by Robert Charles Wilson is a novel which successfully weaves together big ideas with intensely personal trajectories of individual human lives. Through this style of writing, it allows us to see ourselves in the characters and reflect upon our roles in the epic drama of civilization and the universe. The Chronoliths blends several stories into a unified narrative. It tells the story of icy monuments which periodically materialize at various locations across the Earth, causing death and destruction where they appear. These Chronoliths have writing on them, text which proclaims future military victories by a warlord named Kuin. It tells the story of an ordinary man named Scott Warden, his efforts to protect his daughter, and how his destiny is inextricably linked to the Chronoliths by the physical forces of nature. It tells the story of a genius physicist named Sulamith Chopra who finds herself increasingly obsessed with the Chronoliths and how they influence the flow of history. It tells the story of a single mother named Ashlee and her difficult relationship with her sociopathic son Adam Mills. I am struck by the deeply human identities of all of the characters (even many of the minor characters). They feel so vividly real with their struggles, quirks, backstories, and traumas. I tangibly feel their hopes and fears as they search for purpose in the midst of troubled world. All of this is accentuated by the lovingly detailed global setting which glows with verisimilitude. I should mention that I am a longtime fan of Robert Charles Wilson’s writings. His short piece Utriusque Cosmi is perhaps my favorite story of all time. Yet even with my high expectations going into The Chonoliths, I was nonetheless floored by its haunting beauty.

Hyperion by Dan Simmons: 97/100. Hyperion is no ordinary space opera. Its resplendent worldbuilding rarely follows traditional science fiction tropes, yet each and every careful detail of the galactic civilization called the Hegemony somehow feels right. The novel features exceptionally lush prose with blazingly colorful imagery and startling emotional revelations. It consists of six stories (modeled after the Canterbury Tales) told by characters on a pilgrimage across the planet Hyperion, interspersed by episodes describing their journey as they approach the domain of the Shrike, a spiky metallic entity that defies the laws of time and space. Each story reveals new insights about the Hegemony and the terrifying mystery of the Shrike. The stories include: (1) the priest’s tale and its examination of Christian faith in the context of the Shrike’s alien influence, (2) the soldier’s tale and its blend of sex and love and militarism and violence with the Shrike at its center, (3) the poet’s tale where an eccentric writer finds himself with the Shrike as his muse as he seeks truth through his poetry, (4) the scholar’s tale where a Jewish professor’s daughter contracts a strange illness that causes her to age in reverse after encountering the Shrike on a research expedition, (5) the detective’s tale where a tough-as-nails woman and a cybernetic recreation of the poet John Keats fall in love as they spar with the vast power of AI organization called the Technocore and grapple with its Ultimate Intelligence project, and (6) the consul’s tale featuring a touching tragic love story which takes place as an oceanic planet called Maui-Covenant is colonized by the Hegemony and the local population is forced to give up their cherished island culture. Hyperion concludes with a cliffhanger as the pilgrims arrive at the infamous Time Tombs and prepare to meet the Shrike. (The next book in the series is titled “The Fall of Hyperion”). In my view, this remarkably coherent blend of disparate narratives together forms a resplendent literary achievement. It will have a lasting influence on my own approach to science fiction writing and to thinking about the beauty of the world around me.

The Sparrow by Mary Doria Russell: 95/100. It is not easy to incorporate theology into science fiction without proselytizing the reader, yet The Sparrow does an elegant job of examining philosophy of religion through a first contact lens. At a deeper level, this book is about the human search for meaning and belonging in the universe, so even nonreligious readers can viscerally appreciate most of its ideas. Some other important themes the interplay between love, trauma, guilt, faith, anger, and healing. There are also some interesting (and reasonably balanced) forays into the psychology surrounding sexual abstinence of priests. The Sparrow charts the painful recovery of the sole survivor of a mission to make first contact with aliens through visiting them directly on their home planet. The survivor is Father Emilio Sandoz and he is physically disfigured and psychologically scarred by his experiences. The novel works backwards to explain what happened to him and the rest of the crew of the mission. This book includes some extremely disturbing occurrences. I believe that these occurrences were necessary for the story, but they might be triggering to some readers, so please be aware of this. On a lighter note, Mary Doria Russell’s writing clearly demonstrates her exceptional skills as a historian. Part of what makes this story feel so real is that it contains a wealth of impeccably researched cultural depth. Latin American settings, the history of Turkey, the bureaucracy of the Roman Catholic Church, and more are covered in loving detail. Furthermore, the characters show thoroughly believable backstories, quirky personalities, and complex psychological evolution. I care about these people. The Sparrow represents one of the most philosophically rich and thought-provoking books that I have yet encountered.

The Quantum Thief by Hannu Rajaniemi: 95/100. I would characterize The Quantum Thief as the most imaginative novel I have ever read. From beginning to end, it sparkles with kaleidoscopic strangeness. Though some readers might be put off by the onslaught of unfamiliar terminology, I found the bizarre language exhilarating. It tells the tale of a gentleman thief named Jean le Flambeur who goes through a series of convoluted adventures in a hyper-futuristic postsingularity version of our own solar system. The novel explores the unreliability of memory and mind in a future where advanced neurotechnology is ubiquitous and any dividing line between biology and technology has been completely obliterated. I possess great admiration for the sheer audacity of the Rajaniemi’s creativity. The walking city on Mars (called the Oubliette) where much of the story takes place is only the tip of the iceberg. When people die in that city, their minds are transferred into colossal robotic monsters known as the Quiet which toil beneath the city on the surface of Mars. A detective accesses the Oubliette’s exomemory to solve the mystery of a murdered Chocolatier. The living spaceship named Perhonen flirts with the thief protagonist. Every line of the book adds more of these kinds of concepts. As the plot cascades, complex mysteries of missing memories and buried pasts unravel. All this mixes with the thrill of the heist, a cast of believable and emotionally resonant characters, a complex alien political landscape, and a sense that this futuristic society has been oddly suffused with French culture. It is difficult to properly describe the profoundly colorful weirdness of The Quantum Thief. You just have to read it for yourself.

Holy Fire by Bruce Sterling: 95/100. While some may find Bruce Sterling’s Holy Fire meandering or indulgent, I found immense charm in its celebration of flamboyantly artsy cultural concepts. The novel explores the experiences of 94-year-old woman who undergoes a rejuvenation treatment to restore her biological age to around 20, then flees from the clinical authorities and from the USA to engage in a rebellious journey through a futuristic bohemian Europe. Replete with complex sociopolitical and scholarly aesthetic philosophy, the book is set against the backdrop of a world where gerontocratic governments have taken hold due to life extension treatments. Though many stories only show the negatives of longevity, Holy Fire examines the concept in a reasonably balanced manner and does not come across as polemical. It furthermore displays a strange yet mostly believable future with incredible attention to detail. I particularly appreciated the narrative’s deep exploration of creative subcultures such as those of fashion, photography, sculpting, and modeling as well as how such subcultures might manifest in a future with very long-lived people. Through its bohemian background, the book examines themes around the psychology of youth and old age, longevity technology, posthumanism, sexuality, political structures, and the meaning of artistic expression. Although the characters do not possess exceptional verisimilitude, their radically unique quirkiness manifests them in vivid color. Holy Fire draws strength more as a proverbial picture gallery of ideas than as a traditional written narrative.

Never Let Me Go by Kazuo Ishiguro: 95/100. For many, growing up is filled with both yearning and conflict. Never Let Me Go successfully captures the emotional intensity associated with the coming-of-age process while simultaneously investigating some dark concepts in bioethics. It is the story of Kathy, Tommy, Ruth, and a few others who grow up at an unusual English boarding school called Hailsham. The book chronicles the unfolding of their lives in a vividly believable and exquisitely detailed fashion as they hurtle towards an inevitable fate. They experience the familiar trials of growing up: navigating tricky social landscapes, falling in love, learning about the world, and forming their own identities. But there is a tragic context which overshadows these experiences. To reveal the specifics of this context would spoil some key aspects of the book, so I will only state that it explores some fascinating ideas in the area of medical science fiction. Despite the bioethics-related speculation which appears later in the novel, the narrative remains centered on the individual experiences of the characters, which fits well with its stylistic approach. Themes of mortality, love, friendship, and meaning are explored throughout. Perhaps most importantly, Never Let Me Go represents a deeply emotional story. By the end, I was weeping for the intricate characters who had decided to quietly accept something very sad indeed.

Exhalation by Ted Chiang: 95/100. As someone who was strongly influenced by Ted Chiang’s first short story collection “Stories of Your Life and Others”, I came into Exhalation with high expectations. I was not disappointed. Chiang possesses a special talent for crafting brilliant short pieces that combine intense clarity, tremendous conceptual ingenuity, and vast emotional depth. For instance, The Merchant and the Alchemist’s Gate followed the lyrical style of the classic One Thousand and One Nights, provided an uplifting narrative of loss and regret and redemption, and accessed themes of acceptance and fate. Another excellent story in the collection, The Truth of Fact The Truth of Feeling, gave a balanced perspective on how technology influences the way our brains think and communicate while also examining both a complex relationship between a father and daughter and a linguistics-driven historical scenario. The Lifecycle of Software Objects examines the concept of raising artificially intelligent creatures as children in a highly believable fashion. Exhalation (the title story) takes place in an alternate universe populated by a very different sort of life, yet it precisely interrogates ideas of vital importance to both the grand human condition and the deeply personal. Ted Chiang has once again demonstrated himself as one of the greatest short form science fiction authors ever to live.

The Three-Body Problem by Cixin Liu: 94/100. Reading this novel is a headfirst dive into a vividly imagined world where deep questions of human nature are confronted in the context of an impending alien invasion. Despite containing many highly fantastical elements, the Three-Body Problem possesses a clarity of thought that makes it highly believable. This is facilitated by how the Liu expertly interweaves the history of the Chinese Cultural Revolution into the early parts of the story. Another strength of Liu’s novel is how he demonstrates complex physical phenomena in a highly understandable and compelling fashion, leading to the intense sense of wonder that is at the core of the spirit of science fiction. At the larger scale, The Three-Body Problem explores how patterns of history repeat due to human psychology, helps us to consider the place of humans in the universe, and asks the open-ended question of whether humanity is a force of good or a force of evil. In my view, this intellectually exhilarating novel represents a titanic literary achievement and is quite deserving of the high level of recognition it has received.

Childhood’s End by Arthur C. Clarke: 92/100. It is not easy to capture the sheer sense of awe which comes from contemplating that which is beyond human comprehension. Childhood’s End delivers a shockingly provocative glimpse into the sublime while forcing the reader to contemplate the place of humanity in the universe. As humans, many of us enjoy telling ourselves stories about loving gods. Those inclined towards Lovecraftian tales take the opposite approach, conjuring up nightmares of cosmic monsters. Arthur C. Clarke unflinchingly finds a middle ground between these extremes. At the staggering conclusion of Childhood’s End, we experience both the cold realization of our own insignificance and a spiritually satisfying transcendence. Clarke proposes that to truly understand the divine, we may need to transform into something which is no longer even remotely human. Perhaps I am of the minority opinion that I am not repulsed by this notion, though I certainly do have some reservations about it. This is a spectacularly thought-provoking novel. My only complaint is that the first two sections of the book are significantly less compelling than its Earth-shattering conclusion, though they are necessary to set it up. Because the story was published in 1953, it includes some very outdated sexist assumptions and racist terminology. (As a person who has read some of Clarke’s later novels, I can attest that he improved over time in this regard). The characters and plot in the initial two-thirds of the book feel too stiff and detached for my taste. Nonetheless, this is more than made up for with the final portion of the story. If you want to think about the big questions and experience both extreme alienness and spiritual wonderment at the same time, you should read this book.

The Windup Girl by Paolo Bacigalupi: 78/100. As one of the darkest reflections on human nature I have encountered, The Windup Girl represents a truly dystopian novel. Set in a biopunk Bangkok, it centers around a future where climate change has led to severe resource limitations and most people struggle to survive. As a consequence, the worst is brought out in people. Most of the characters are selfish, greedy, cruel, or indifferent to the suffering of others. Oppression, starvation, and extreme violence are the norm. Western “calorie companies” control the world’s food supply. The character for which the book is titled is a windup girl, a genetically engineered slave who endures horrific sexual abuse after having been abandoned in Bangkok by her former Japanese master. Over the course of the story, themes of culture, colonialism, racism, resistance, Eastern religion, poverty, sexuality, power, and biotechnology are explored in depth. While I personally think the author’s vision is one of unrealistic pessimism, the story does present an interesting worst-case scenario that may be valuable to consider. Although none of the characters are ethical or likeable, many of them are complex and believable, inducing the reader to have sympathy for their plights. I would have rated this book much lower if not for its beautifully immersive prose, strong pacing, detailed cultural milieu, and excellently written (though mostly morally despicable) characters. As an extreme philosophical exercise, this novel delivers well. Nonetheless, it is highly violent and disturbing and thus potentially quite unpleasant to sensitive readers.